Q4 2014 13F Holders as of 31 Dec 2014
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3,125,353
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Number of holders
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22
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Total 13F shares, excl. options
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854,093
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Shares change
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+30,395
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Total reported value, excl. options
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$28,148,797
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Value change
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+$1,342,273
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Number of buys
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13
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Number of sells
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-13
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Price
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$32.96
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q4 2014
29 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q4 2014.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 22 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 854,093 shares
of 3,125,353 outstanding shares and own 27.33% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (408,458 shares), WELLS FARGO & COMPANY/MN (166,205 shares), ROYAL BANK OF CANADA (49,386 shares), SG Americas Securities, LLC (40,053 shares), LPL Financial LLC (33,714 shares), RAYMOND JAMES & ASSOCIATES (29,830 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (23,545 shares), BANK OF AMERICA CORP /DE/ (16,621 shares), STIFEL FINANCIAL CORP (16,140 shares), and Cetera Advisors LLC (13,593 shares).
This table shows the top 22 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.