Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3,125,353
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Number of holders
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26
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Total 13F shares, excl. options
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826,521
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Shares change
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-221,857
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Total reported value, excl. options
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$24,349,063
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Value change
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-$7,202,526
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Number of buys
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11
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Number of sells
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-16
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Price
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$29.79
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q3 2014
32 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q3 2014.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 26 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 826,521 shares
of 3,125,353 outstanding shares and own 26.45% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (308,969 shares), WELLS FARGO & COMPANY/MN (168,959 shares), Institute for Wealth Management, LLC. (80,741 shares), ROYAL BANK OF CANADA (49,042 shares), LPL Financial LLC (36,220 shares), AMERICAN INTERNATIONAL GROUP INC (33,459 shares), STIFEL FINANCIAL CORP (24,341 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (21,864 shares), First Heartland Consultants, Inc. (15,924 shares), and BANK OF AMERICA CORP /DE/ (15,866 shares).
This table shows the top 26 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.