FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT)

CUSIP: 33737M409

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class
Equity / Exchange Traded Fund
Shares outstanding
3,125,353
Total 13F shares
826,521
Share change
-221,857
Total reported value
$24,349,063
Price per share
$29.79
Number of holders
26
Value change
-$7,202,526
Number of buys
11
Number of sells
16

Quarterly Holders Quick Answers

What is CUSIP 33737M409?
CUSIP 33737M409 identifies FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund in SEC institutional holdings data.

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Institutional Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q3 2014

As of 30 Sep 2014, FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) was held by 26 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 826,521 shares. The largest 10 holders included MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Institute for Wealth Management, LLC., ROYAL BANK OF CANADA, LPL Financial LLC, AMERICAN INTERNATIONAL GROUP INC, STIFEL FINANCIAL CORP, SUSQUEHANNA INTERNATIONAL GROUP, LLP, First Heartland Consultants, Inc., and BANK OF AMERICA CORP /DE/. This page lists 26 institutional shareholders reporting positions in this security for the Q3 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.