Q4 2023 13F Holders as of 31 Dec 2023
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Number of holders
-
75
-
Total 13F shares, excl. options
-
2,356,801
-
Shares change
-
-407,339
-
Total reported value, excl. options
-
$148,291,426
-
Value change
-
-$22,478,399
-
Number of buys
-
29
-
Number of sells
-
-32
-
Price
-
$62.92
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q4 2023
79 filings reported holding FYC - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund as of Q4 2023.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) has 75 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2,356,801 shares
of 6,144,387 outstanding shares and own 38% of the company stock.
Largest 10 shareholders include LPL Financial LLC (457,894 shares), J Arnold Wealth Management Co (208,878 shares), MORGAN STANLEY (165,631 shares), Raymond James Financial Services Advisors, Inc. (147,898 shares), BANK OF AMERICA CORP /DE/ (140,715 shares), ROYAL BANK OF CANADA (128,605 shares), IFP Advisors, Inc (119,687 shares), WELLS FARGO & COMPANY/MN (88,544 shares), Concurrent Investment Advisors, LLC (82,864 shares), and Kingsview Wealth Management, LLC (56,682 shares).
This table shows the top 75 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.