Type / Class
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
Shares outstanding
6,144,387
Total 13F shares
2,705,193
Share change
+527,791
Total reported value
$152,456,668
Price per share
$56.36
Number of holders
65
Value change
+$29,648,083
Number of buys
32
Number of sells
27

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q3 2023

As of 30 Sep 2023, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by 65 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,705,193 shares. The largest 10 holders included FIRST TRUST ADVISORS LP, LPL Financial LLC, J Arnold Wealth Management Co, MORGAN STANLEY, Raymond James Financial Services Advisors, Inc., BANK OF AMERICA CORP /DE/, Royal Bank of Canada, IFP Advisors, Inc, WELLS FARGO & COMPANY/MN, and PNC Financial Services Group, Inc.. This page lists 66 institutional shareholders reporting positions in this security for the Q3 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.