Q3 2020 13F Holders as of 30 Sep 2020
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Total 13F shares
-
2,045,193
-
Share change
-
+83,098
-
Total reported value
-
$96,360,569
-
Price per share
-
$47.26
-
Number of holders
-
55
-
Value change
-
+$4,976,382
-
Number of buys
-
24
-
Number of sells
-
26
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q3 2020
As of 30 Sep 2020 First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) had 55 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 2,045,193 shares of stock of the company.
Largest 10 holders included MORGAN STANLEY, Strid Group, LLC, LPL Financial LLC, TRUIST FINANCIAL CORP, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, MONEYWISE, INC., RAYMOND JAMES & ASSOCIATES, and Lucia Wealth Services, LLC.
This table shows 55 institutional shareholders of the security as of 30 Sep 2020.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.