Type / Class
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
Shares outstanding
6,144,387
Total 13F shares
2,537,229
Share change
+483,779
Total reported value
$156,452,961
Price per share
$61.69
Number of holders
67
Value change
+$29,921,056
Number of buys
32
Number of sells
20

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q4 2020

As of 31 Dec 2020, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by 67 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,537,229 shares. The largest 10 holders included MORGAN STANLEY, LPL Financial LLC, FIRST TRUST ADVISORS LP, TRUIST FINANCIAL CORP, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, BENJAMIN F. EDWARDS & COMPANY, INC., ROYAL BANK OF CANADA, STIFEL FINANCIAL CORP, and MONEYWISE, INC.. This page lists 67 institutional shareholders reporting positions in this security for the Q4 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.