Q3 2015 13F Holders as of 30 Sep 2015
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Total 13F shares
-
1,460,111
-
Share change
-
-229,096
-
Total reported value
-
$42,759,916
-
Price per share
-
$29.15
-
Number of holders
-
24
-
Value change
-
-$8,223,708
-
Number of buys
-
11
-
Number of sells
-
12
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q3 2015
As of 30 Sep 2015,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,460,111 shares.
The largest 10 holders included
Transamerica Financial Advisors, Inc., MORGAN STANLEY, ROYAL BANK OF CANADA, LPL Financial LLC, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, Cambridge Investment Research Advisors, Inc., RAYMOND JAMES & ASSOCIATES, BENJAMIN F. EDWARDS & COMPANY, INC., and STIFEL FINANCIAL CORP.
This page lists
24
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.