Q2 2015 13F Holders as of 30 Jun 2015
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Number of holders
-
26
-
Total 13F shares, excl. options
-
1,690,766
-
Shares change
-
+869,245
-
Total reported value, excl. options
-
$53,718,110
-
Value change
-
+$27,630,306
-
Number of buys
-
15
-
Number of sells
-
-5
-
Price
-
$31.78
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q2 2015
27 filings reported holding FYC - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund as of Q2 2015.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) has 26 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,690,766 shares
of 6,144,387 outstanding shares and own 27.5% of the company stock.
Largest 10 shareholders include Brookstone Capital Management (530,395 shares), MORGAN STANLEY (288,345 shares), Transamerica Financial Advisors, Inc. (285,430 shares), LPL Financial LLC (178,138 shares), VSR Financial Services, Inc. (65,030 shares), BANK OF AMERICA CORP /DE/ (62,529 shares), WELLS FARGO & COMPANY/MN (61,235 shares), ROYAL BANK OF CANADA (55,362 shares), Cambridge Investment Research Advisors, Inc. (34,625 shares), and UBS Group AG (32,745 shares).
This table shows the top 26 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.