Q4 2016 13F Holders as of 31 Dec 2016
-
Type / Class
-
Equity / First Trust Utilities AlphaDEX(R) Fund
-
Shares outstanding
-
39,147,674
-
Total 13F shares
-
46,105,295
-
Share change
-
-8,019,461
-
Total reported value
-
$1,231,115,394
-
Price per share
-
$26.73
-
Number of holders
-
97
-
Value change
-
-$213,997,911
-
Number of buys
-
23
-
Number of sells
-
73
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q4 2016
As of 31 Dec 2016,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) was held by
97 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
46,105,295 shares.
The largest 10 holders included
FIRST TRUST ADVISORS LP, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, RiverFront Investment Group, LLC, UBS Group AG, RAYMOND JAMES & ASSOCIATES, BANK OF MONTREAL /CAN/, MSI Financial Services Inc, and Raymond James Financial Services Advisors, Inc..
This page lists
97
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.