Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / First Trust Utilities AlphaDEX(R) Fund
-
Shares outstanding
-
17,345,806
-
Total 13F shares
-
54,538,548
-
Share change
-
-753,643
-
Total reported value
-
$1,414,115,383
-
Price per share
-
$25.93
-
Number of holders
-
102
-
Value change
-
-$19,418,388
-
Number of buys
-
45
-
Number of sells
-
55
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2016
As of 30 Sep 2016,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) was held by
102 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
54,538,548 shares.
The largest 10 holders included
FIRST TRUST ADVISORS LP, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, RiverFront Investment Group, LLC, UBS Group AG, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, BANK OF MONTREAL /CAN/, HAYS ADVISORY LLC, and Raymond James Financial Services Advisors, Inc..
This page lists
102
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.