Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / First Trust Utilities AlphaDEX(R) Fund
-
Shares outstanding
-
39,147,674
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Number of holders
-
102
-
Total 13F shares, excl. options
-
54,538,548
-
Shares change
-
-753,643
-
Total reported value, excl. options
-
$1,414,115,383
-
Value change
-
-$19,418,388
-
Number of buys
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45
-
Number of sells
-
-55
-
Price
-
$25.93
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2016
113 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q3 2016.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 102 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 54,538,548 shares
.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (24,317,252 shares), MORGAN STANLEY (6,500,641 shares), WELLS FARGO & COMPANY/MN (4,554,262 shares), RiverFront Investment Group, LLC (2,262,991 shares), UBS Group AG (2,117,491 shares), BANK OF AMERICA CORP /DE/ (1,843,063 shares), RAYMOND JAMES & ASSOCIATES (1,692,062 shares), BANK OF MONTREAL /CAN/ (1,088,569 shares), HAYS ADVISORY LLC (1,016,785 shares), and Raymond James Financial Services Advisors, Inc. (1,000,564 shares).
This table shows the top 102 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.