Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / First Trust Utilities AlphaDEX(R) Fund
-
Shares outstanding
-
17,345,806
-
Total 13F shares
-
6,191,949
-
Share change
-
-13,947,130
-
Total reported value
-
$140,118,239
-
Price per share
-
$22.63
-
Number of holders
-
44
-
Value change
-
-$331,539,019
-
Number of buys
-
18
-
Number of sells
-
35
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2014
As of 30 Sep 2014,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,191,949 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, GOLDMAN SACHS GROUP INC, MORGAN STANLEY, Astor Investment Management LLC, UBS AG, WELLS FARGO & COMPANY/MN, CREDIT SUISSE AG/, SignalPoint Asset Management, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, and LPL Financial LLC.
This page lists
44
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.