Q2 2014 13F Holders as of 30 Jun 2014
-
Type / Class
-
Equity / First Trust Utilities AlphaDEX(R) Fund
-
Shares outstanding
-
39,147,674
-
Number of holders
-
54
-
Total 13F shares, excl. options
-
20,309,400
-
Shares change
-
+15,900,405
-
Total reported value, excl. options
-
$480,543,925
-
Value change
-
+$379,584,595
-
Put/Call ratio
-
128%
-
Number of buys
-
43
-
Number of sells
-
11
-
Price
-
$23.86
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q2 2014
As of 30 Jun 2014 First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) had 60 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 20,309,400 shares of stock of the company.
Largest 10 holders included F-Squared Investment Management, LLC, BANK OF AMERICA CORP /DE/, Parametric Portfolio Associates LLC, MORGAN STANLEY, Beaumont Financial Partners, LLC, WELLS FARGO & COMPANY/MN, NIEMANN CAPITAL MANAGEMENT INC, Placemark Investments, Inc., ENVESTNET ASSET MANAGEMENT INC, and UBS AG.
This table shows 60 institutional shareholders of the security as of 30 Jun 2014.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.