First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU)

CUSIP: 33734X184

Q4 2013 13F Holders as of 31 Dec 2013

Type / Class
Equity / First Trust Utilities AlphaDEX(R) Fund
Shares outstanding
17,345,806
Total 13F shares
3,600,790
Share change
-169,936
Total reported value
$73,019,128
Price per share
$20.28
Number of holders
23
Value change
-$3,445,476
Number of sells
1

Quarterly Holders Quick Answers

What is CUSIP 33734X184?
CUSIP 33734X184 identifies FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund in SEC institutional holdings data.

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Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q4 2013

As of 31 Dec 2013, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) was held by 23 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,600,790 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, MORGAN STANLEY, UBS AG, WELLS FARGO & COMPANY/MN, SignalPoint Asset Management, LLC, GOLDMAN SACHS GROUP INC, CREDIT SUISSE AG/, LPL Financial LLC, New England Securities Corp /MA/, and ROYAL BANK OF CANADA. This page lists 23 institutional shareholders reporting positions in this security for the Q4 2013 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.