First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU)

CUSIP: 33734X184

Q3 2013 13F Holders as of 30 Sep 2013

Type / Class
Equity / First Trust Utilities AlphaDEX(R) Fund
Shares outstanding
17,345,806
Total 13F shares
335,411
Share change
-147,752
Total reported value
$6,675,000
Price per share
$20.03
Number of holders
2
Value change
-$2,940,378
Number of sells
1

Quarterly Holders Quick Answers

What is CUSIP 33734X184?
CUSIP 33734X184 identifies FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund in SEC institutional holdings data.

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Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2013

As of 30 Sep 2013, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) was held by 2 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 335,411 shares. The largest 2 holders included WELLS FARGO & COMPANY/MN and Tortoise Investment Management, LLC. This page lists 2 institutional shareholders reporting positions in this security for the Q3 2013 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.