First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO)

CUSIP: 33734X135

Q3 2020 13F Holders as of 30 Sep 2020

Type / Class
Equity / First Trust Financials AlphaDEX(R) Fund
Shares outstanding
35,645,891
Total 13F shares
9,833,585
Share change
-2,690,066
Total reported value
$249,661,828
Price per share
$25.37
Number of holders
106
Value change
-$68,294,102
Number of buys
32
Number of sells
64

Quarterly Holders Quick Answers

What is CUSIP 33734X135?
CUSIP 33734X135 identifies FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q3 2020

As of 30 Sep 2020, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) was held by 106 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 9,833,585 shares. The largest 10 holders included MORGAN STANLEY, WELLS FARGO & COMPANY/MN, LPL Financial LLC, BANK OF AMERICA CORP /DE/, UBS Group AG, Brinker Capital Investments, LLC, TRUIST FINANCIAL CORP, ENVESTNET ASSET MANAGEMENT INC, RAYMOND JAMES & ASSOCIATES, and Raymond James Financial Services Advisors, Inc.. This page lists 106 institutional shareholders reporting positions in this security for the Q3 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders
114
Q3 2020 holders
106
Holder diff
-8
Investor Q2 2020 Shares Q3 2020 Shares Share Diff Share Chg % Q2 2020 Value $ Q3 2020 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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