First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD)

CUSIP: 33734X101

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class
Equity / First Trust Consumer Discretionary AlphaDEX(R) Fund
Shares outstanding
24,297,707
Total 13F shares
7,360,199
Share change
-3,443,396
Total reported value
$270,861,170
Price per share
$36.82
Number of holders
97
Value change
-$126,546,544
Number of buys
24
Number of sells
70

Quarterly Holders Quick Answers

What is CUSIP 33734X101?
CUSIP 33734X101 identifies FXD - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of FXD - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) as of Q1 2017

As of 31 Mar 2017, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) was held by 97 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,360,199 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, MORGAN STANLEY, UBS Group AG, RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, Astor Investment Management LLC, ENVESTNET ASSET MANAGEMENT INC, STIFEL FINANCIAL CORP, Janney Montgomery Scott LLC, and GOLDMAN SACHS GROUP INC. This page lists 97 institutional shareholders reporting positions in this security for the Q1 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders
101
Q1 2017 holders
97
Holder diff
-4
Investor Q4 2016 Shares Q1 2017 Shares Share Diff Share Chg % Q4 2016 Value $ Q1 2017 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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