Latest Period
Q4 2025
Security Snapshot
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) Institutional Ownership
CUSIP: 33734X101
13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026
Institutions Reporting
113
Shares (Excl. Options)
2,797,562
Price
$68.37
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- Type / Class
- Equity / First Trust Consumer Discretionary AlphaDEX(R) Fund
- Symbol
- FXD
- Shares outstanding
- 24,297,707
- Price per share
- $66.62
- All holders as of 31 Dec 2025
- Q4 2025
- Total 13F shares
- 2,797,562
- Total reported value
- $191,373,538
- % of total 13F portfolios
- 0%
- Share change
- -32,530
- Value change
- -$2,135,909
- Number of holders
- 113
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors
Quick Takeaways
- FXD - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund is tracked under CUSIP 33734X101.
- 113 institutions reported positions in Q4 2025.
- 1 significant owner is listed from Schedule 13D/13G reporting.
What Changed
- Holder count moved from 113 to 83 between Q4 2025 and Q1 2026.
- Reported value moved from $191,373,538 to $88,972,574.
Why This Matters
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Source Evidence
Source: SEC Form 13F
Open SEC Evidence
Latest holder context comes from 113 institutions filings for Q4 2025.
Investment Quick Answers
What is CUSIP 33734X101?
CUSIP 33734X101 identifies FXD - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund in SEC 13F datasets.
Where can I see the latest institutional holders?
Review the Q4 2025 holders report and the ownership history table below.
Next ownership checks
Use the next link that matches the question you still need to answer about this security.
- Latest 13F filings when you want to inspect fresh institutional portfolio moves.
- Latest Schedule 13D/13G reports when you need large-owner changes outside the 13F cycle.
- All institutional ownership pages to compare this security with other holder-history pages.
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33734X101:
Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) based on Schedule 13D/G filings
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 0.01% | -101% | $49,851 | -$706,790,965 | 882 | -100% | First Trust Portfolios L.P. | 31 Mar 2025 |
As of 31 Dec 2025, 113 institutional investors reported holding 2,797,562 shares of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD). This represents 12% of the company’s total 24,297,707 outstanding shares.
Top 25 Institutional Shareholders
The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) together control 9.9% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 2.1% | 502,242 | +1.3% | 0.01% | $34,338,320 |
| MORGAN STANLEY | 1.8% | 427,450 | -19% | 0% | $29,224,911 |
| RAYMOND JAMES FINANCIAL INC | 0.97% | 236,201 | -7.8% | 0.01% | $16,149,072 |
| LPL Financial LLC | 0.71% | 171,602 | +7.2% | 0% | $11,732,409 |
| BANK OF AMERICA CORP /DE/ | 0.55% | 132,786 | -2.2% | 0% | $9,078,587 |
| Virtue Capital Management, LLC | 0.44% | 105,793 | 1.1% | $7,301,833 | |
| STIFEL FINANCIAL CORP | 0.4% | 97,345 | +2.3% | 0.01% | $6,655,472 |
| Janney Montgomery Scott LLC | 0.36% | 86,615 | -6.3% | 0.01% | $5,922,000 |
| IronBridge Private Wealth, LLC | 0.29% | 70,303 | 0% | 1.5% | $4,796,072 |
| JPMORGAN CHASE & CO | 0.25% | 61,205 | +4.9% | 0% | $4,184,624 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.22% | 52,728 | +381% | 0% | $3,605,014 |
| UBS Group AG | 0.21% | 50,226 | -8.7% | 0% | $3,433,952 |
| BNP PARIBAS FINANCIAL MARKETS | 0.21% | 50,000 | 0% | 0% | $3,418,500 |
| GOLDMAN SACHS GROUP INC | 0.2% | 49,623 | -21% | 0% | $3,392,725 |
| TRUIST FINANCIAL CORP | 0.2% | 48,193 | +10% | 0% | $3,294,966 |
| Paragon Private Wealth Management, LLC | 0.15% | 35,727 | -4.8% | 0.75% | $2,442,655 |
| ROYAL BANK OF CANADA | 0.14% | 32,833 | -43% | 0% | $2,245,000 |
| JANE STREET GROUP, LLC | 0.12% | 29,001 | 0% | $1,982,798 | |
| OSAIC HOLDINGS, INC. | 0.12% | 28,010 | -34% | 0% | $1,915,176 |
| BENJAMIN EDWARDS INC | 0.11% | 26,908 | +1.7% | 0.02% | $1,839,668 |
| TradeWell Securities, LLC. | 0.11% | 26,564 | +6.8% | 0.75% | $1,816,168 |
| AMERIPRISE FINANCIAL INC | 0.11% | 25,706 | -32% | 0% | $1,757,512 |
| COTTONWOOD CAPITAL ADVISORS, LLC | 0.09% | 22,055 | -0.08% | 1.1% | $1,507,869 |
| ENVESTNET ASSET MANAGEMENT INC | 0.09% | 21,567 | +0.28% | 0% | $1,474,566 |
| Cetera Investment Advisers | 0.08% | 19,981 | -2.3% | 0% | $1,366,071 |
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) across Reporting Periods
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 1,390,424 | $88,972,574 | -$30,782,975 | $64.02 | 83 |
| 2025 Q4 | 2,797,562 | $191,373,538 | -$2,135,909 | $68.37 | 113 |
| 2025 Q3 | 2,816,478 | $192,154,345 | -$24,069,401 | $68.22 | 115 |
| 2025 Q2 | 3,174,644 | $201,404,702 | -$324,186,047 | $63.44 | 122 |
| 2025 Q1 | 8,304,330 | $480,775,332 | -$851,646,634 | $57.89 | 125 |
| 2024 Q4 | 21,474,689 | $1,387,913,357 | +$37,723,220 | $64.63 | 145 |
| 2024 Q3 | 20,973,339 | $1,326,628,110 | -$17,717,536 | $63.29 | 137 |
| 2024 Q2 | 21,412,456 | $1,284,263,343 | -$23,605,450 | $59.91 | 132 |
| 2024 Q1 | 21,846,070 | $1,409,647,599 | +$36,463,799 | $64.54 | 136 |
| 2023 Q4 | 21,294,784 | $1,255,639,653 | -$160,172,293 | $58.98 | 146 |
| 2023 Q3 | 24,028,200 | $1,226,567,315 | +$67,638,454 | $51.01 | 141 |
| 2023 Q2 | 22,686,705 | $1,252,523,653 | +$81,523,420 | $55.21 | 143 |
| 2023 Q1 | 21,367,143 | $1,109,610,438 | +$884,784,808 | $51.93 | 127 |
| 2022 Q4 | 3,810,300 | $183,556,069 | -$44,294,590 | $48.17 | 113 |
| 2022 Q3 | 4,767,361 | $205,220,039 | -$40,543,190 | $43.02 | 107 |
| 2022 Q2 | 5,666,315 | $253,763,882 | -$938,955,362 | $44.73 | 126 |
| 2022 Q1 | 23,960,765 | $1,305,401,414 | -$124,986,297 | $54.48 | 168 |
| 2021 Q4 | 26,292,779 | $1,631,146,044 | -$48,624,595 | $62.04 | 172 |
| 2021 Q3 | 26,528,918 | $1,568,211,474 | +$94,142,612 | $59.11 | 155 |
| 2021 Q2 | 25,203,192 | $1,530,286,767 | +$58,641,834 | $60.72 | 149 |
| 2021 Q1 | 24,295,260 | $1,414,656,370 | +$128,920,196 | $58.20 | 135 |
| 2020 Q4 | 22,054,014 | $1,124,822,776 | +$29,357,617 | $50.88 | 119 |
| 2020 Q3 | 21,210,152 | $902,559,450 | +$78,462,958 | $42.55 | 109 |
| 2020 Q2 | 19,371,563 | $723,988,140 | +$619,927,679 | $37.37 | 93 |
| 2020 Q1 | 2,799,297 | $75,239,481 | -$82,259,982 | $26.87 | 72 |
| 2019 Q4 | 4,966,135 | $225,123,813 | +$20,242,803 | $45.33 | 106 |
| 2019 Q3 | 4,557,556 | $191,348,452 | -$39,280,463 | $42.05 | 92 |
| 2019 Q2 | 5,453,528 | $232,968,597 | +$48,538,878 | $42.82 | 100 |
| 2019 Q1 | 4,251,887 | $178,716,881 | -$25,284,302 | $42.08 | 94 |
| 2018 Q4 | 4,907,508 | $181,462,251 | -$31,745,634 | $36.85 | 95 |
| 2018 Q3 | 5,664,837 | $245,921,901 | -$33,355,370 | $43.47 | 102 |
| 2018 Q2 | 6,432,108 | $272,402,446 | -$57,489,735 | $42.40 | 92 |
| 2018 Q1 | 7,813,963 | $320,284,158 | +$9,700,067 | $41.02 | 104 |
| 2017 Q4 | 7,573,343 | $318,542,764 | +$43,045,595 | $42.09 | 99 |
| 2017 Q3 | 6,453,724 | $247,987,317 | +$971 | $38.44 | 88 |
| 2017 Q2 | 6,463,157 | $239,088,933 | -$32,700,883 | $37.00 | 96 |
| 2017 Q1 | 7,360,199 | $270,861,170 | -$126,546,544 | $36.82 | 97 |
| 2016 Q4 | 10,727,777 | $380,874,945 | -$1,059,469,902 | $35.50 | 101 |
| 2016 Q3 | 40,654,502 | $1,433,035,008 | -$20,578,592 | $35.25 | 113 |
| 2016 Q2 | 41,265,468 | $1,391,893,772 | -$115,278,798 | $33.72 | 110 |
| 2016 Q1 | 44,792,694 | $1,575,409,190 | -$451,871,662 | $35.18 | 113 |
| 2015 Q4 | 57,665,933 | $1,966,135,402 | +$71,973,411 | $34.10 | 125 |
| 2015 Q3 | 55,048,457 | $1,888,091,692 | +$135,124,465 | $34.27 | 107 |
| 2015 Q2 | 56,149,749 | $2,050,576,294 | +$155,699,730 | $36.51 | 111 |
| 2015 Q1 | 51,776,867 | $1,931,155,421 | +$353,823,648 | $37.30 | 101 |
| 2014 Q4 | 42,596,230 | $1,524,877,084 | +$328,389,474 | $35.80 | 97 |
| 2014 Q3 | 32,707,559 | $1,059,876,409 | +$445,777,586 | $32.41 | 85 |
| 2014 Q2 | 19,002,974 | $630,827,169 | +$38,102,369 | $33.25 | 82 |
| 2014 Q1 | 17,915,302 | $573,326,916 | -$164,844,895 | $32.02 | 72 |