First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD)

Historical Holders from Q1 2014 to Q4 2025

Type / Class
Equity / First Trust Consumer Discretionary AlphaDEX(R) Fund
Symbol
FXD
Shares outstanding
24,297,707
Price per share
$68.37
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
2,816,482
Total reported value
$192,154,509
% of total 13F portfolios
0%
Share change
-358,209
Value change
-$24,069,100
Avg buy value change
+0%
Avg sell value change
-0%
Number of holders
115
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 0.01% -101% $49,851 -$706,790,965 882 -100% First Trust Portfolios L.P. 31 Mar 2025
As of 30 Sep 2025, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) has 115 institutional shareholders filing 13F forms. They hold 2,816,482 shares. of 24,297,707 outstanding shares (12%) .

Top 25 institutional shareholders own 10% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
MORGAN STANLEY 2.2% 528,545 +6.2% 0% $36,057,478
WELLS FARGO & COMPANY/MN 2% 495,754 -25% 0.01% $33,820,336
RAYMOND JAMES FINANCIAL INC 1.1% 256,240 +13% 0.01% $17,480,682
LPL Financial LLC 0.66% 160,145 -30% 0% $10,925,071
BANK OF AMERICA CORP /DE/ 0.56% 135,804 -1.6% 0% $9,264,535
STIFEL FINANCIAL CORP 0.39% 95,191 +14% 0.01% $6,493,936
Janney Montgomery Scott LLC 0.38% 92,435 -4.4% 0.01% $6,306,000
IronBridge Private Wealth, LLC 0.29% 70,303 1.5% $4,796,072
GOLDMAN SACHS GROUP INC 0.26% 62,734 -22% 0% $4,279,713
JPMORGAN CHASE & CO 0.24% 58,338 -1.1% 0% $3,979,857
ROYAL BANK OF CANADA 0.24% 57,572 +40% 0% $3,928,000
UBS Group AG 0.23% 55,003 -7.8% 0% $3,752,305
BNP PARIBAS FINANCIAL MARKETS 0.21% 50,000 0% 0% $3,411,000
TRUIST FINANCIAL CORP 0.18% 43,802 -4.1% 0% $2,988,140
OSAIC HOLDINGS, INC. 0.17% 42,419 -0.77% 0% $2,914,983
AMERIPRISE FINANCIAL INC 0.16% 37,804 -4.3% 0% $2,579,865
Paragon Private Wealth Management, LLC 0.15% 37,529 -6.2% 0.84% $2,560,228
BENJAMIN EDWARDS INC 0.11% 26,461 0.02% $1,805,139
TradeWell Securities, LLC. 0.1% 24,880 +10% 0.71% $1,695,349
COMMONWEALTH EQUITY SERVICES, LLC 0.1% 23,190 -17% 0% $1,582,000
Qube Research & Technologies Ltd 0.09% 23,029 -5.4% 0% $1,571,038
NAVELLIER & ASSOCIATES INC 0.09% 22,913 0.16% $1,563,125
COTTONWOOD CAPITAL ADVISORS, LLC 0.09% 22,072 +0.48% 1.1% $1,505,762
ENVESTNET ASSET MANAGEMENT INC 0.09% 21,506 +5.6% 0% $1,467,151
Cetera Investment Advisers 0.08% 20,454 -2.9% 0% $1,395,384

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (% of par) Investors
2025 Q4 7,642 $532,540 +$290,920 6,837.17% 3
2025 Q3 2,816,482 $192,154,509 -$24,069,100 6,822% 115
2025 Q2 3,174,644 $201,404,702 -$324,186,047 6,344% 122
2025 Q1 8,304,330 $480,775,332 -$851,646,634 5,789% 125
2024 Q4 21,474,689 $1,387,913,357 +$37,723,220 6,463% 145
2024 Q3 20,973,339 $1,326,628,110 -$17,717,536 6,329% 137
2024 Q2 21,412,456 $1,284,263,343 -$23,605,450 5,991% 132
2024 Q1 21,846,070 $1,409,647,599 +$36,463,799 6,453.71% 136
2023 Q4 21,294,784 $1,255,639,653 -$160,172,293 5,898% 146
2023 Q3 24,028,200 $1,226,567,315 +$67,638,454 5,101% 141
2023 Q2 22,686,705 $1,252,523,653 +$81,523,420 5,521% 143
2023 Q1 21,367,143 $1,109,610,438 +$884,784,808 5,193% 127
2022 Q4 3,810,300 $183,556,069 -$44,294,590 4,817% 113
2022 Q3 4,767,361 $205,220,039 -$40,543,190 4,302% 107
2022 Q2 5,666,315 $253,763,882 -$938,955,362 4,472.97% 126
2022 Q1 23,960,765 $1,305,401,414 -$124,986,297 5,447.98% 168
2021 Q4 26,292,779 $1,631,146,044 -$48,624,595 6,204% 172
2021 Q3 26,528,918 $1,568,211,474 +$94,142,612 5,911.31% 155
2021 Q2 25,203,192 $1,530,286,767 +$58,641,834 6,071.92% 149
2021 Q1 24,295,260 $1,414,656,370 +$128,920,196 5,820% 135
2020 Q4 22,054,014 $1,124,822,776 +$29,357,617 5,087.95% 119
2020 Q3 21,210,152 $902,559,450 +$78,462,958 4,255% 109
2020 Q2 19,371,563 $723,988,140 +$619,927,679 3,736.96% 93
2020 Q1 2,799,297 $75,239,481 -$82,259,982 2,686.92% 72
2019 Q4 4,966,135 $225,123,813 +$20,242,803 4,532.86% 106
2019 Q3 4,557,556 $191,348,452 -$39,280,463 4,204.94% 92
2019 Q2 5,453,528 $232,968,597 +$48,538,878 4,281.8% 100
2019 Q1 4,251,887 $178,716,881 -$25,284,302 4,208.07% 94
2018 Q4 4,907,508 $181,462,251 -$31,745,634 3,685.01% 95
2018 Q3 5,664,837 $245,921,901 -$33,355,370 4,347.02% 102
2018 Q2 6,432,108 $272,402,446 -$57,489,735 4,239.93% 92
2018 Q1 7,813,963 $320,284,158 +$9,700,067 4,102.3% 104
2017 Q4 7,573,343 $318,542,764 +$43,045,595 4,209.09% 99
2017 Q3 6,453,724 $247,987,317 +$971 3,843.76% 88
2017 Q2 6,463,157 $239,088,933 -$32,700,883 3,700% 96
2017 Q1 7,360,199 $270,861,170 -$126,546,544 3,681.98% 97
2016 Q4 10,727,777 $380,874,945 -$1,059,469,902 3,549.97% 101
2016 Q3 40,654,502 $1,433,035,008 -$20,578,592 3,524.98% 113
2016 Q2 41,265,468 $1,391,893,772 -$115,278,798 3,371.98% 110
2016 Q1 44,792,694 $1,575,409,190 -$451,871,662 3,518.01% 113
2015 Q4 57,665,933 $1,966,135,402 +$71,973,411 3,409.91% 125
2015 Q3 55,048,457 $1,888,091,692 +$135,124,465 3,426.99% 107
2015 Q2 56,149,749 $2,050,576,294 +$155,699,730 3,650.99% 111
2015 Q1 51,776,867 $1,931,155,421 +$353,823,648 3,730% 101
2014 Q4 42,596,230 $1,524,877,084 +$328,389,474 3,580% 97
2014 Q3 32,707,559 $1,059,876,409 +$445,777,586 3,241% 85
2014 Q2 19,002,974 $630,827,169 +$38,102,369 3,324.84% 82
2014 Q1 17,915,302 $573,326,916 -$164,844,895 3,201.79% 72