First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD)

CUSIP: 33734X101

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / First Trust Consumer Discretionary AlphaDEX(R) Fund
Shares outstanding
24,297,707
Total 13F shares
10,727,777
Share change
-29,957,610
Total reported value
$380,874,945
Price per share
$35.50
Number of holders
101
Value change
-$1,059,469,902
Number of buys
28
Number of sells
84

Quarterly Holders Quick Answers

What is CUSIP 33734X101?
CUSIP 33734X101 identifies FXD - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of FXD - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) as of Q4 2016

As of 31 Dec 2016, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) was held by 101 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 10,727,777 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, MORGAN STANLEY, UBS Group AG, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, ENVESTNET ASSET MANAGEMENT INC, Raymond James Financial Services Advisors, Inc., Astor Investment Management LLC, UNITED CAPITAL FINANCIAL ADVISERS, LLC, and CREDIT SUISSE AG/. This page lists 101 institutional shareholders reporting positions in this security for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders
113
Q4 2016 holders
101
Holder diff
-12
Investor Q3 2016 Shares Q4 2016 Shares Share Diff Share Chg % Q3 2016 Value $ Q4 2016 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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