FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,564,266
- Share change
- -70,861
- Total reported value
- $35,871,000
- Price per share
- $13.99
- Number of holders
- 16
- Value change
- -$989,782
- Number of buys
- 6
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
43%
|
1,809,037
|
$25,272,000 | — | 30 Jun 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
15%
|
611,325
|
$8,540,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
51,274
|
$716,000 | — | 30 Jun 2019 | |
| Castle Rock Wealth Management, LLC |
13F
|
Company |
1.1%
|
45,856
|
$647,000 | — | 30 Jun 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.55%
|
23,002
|
$321,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.48%
|
20,319
|
$284,000 | — | 30 Jun 2019 | |
| Meristem Family Wealth, LLC |
13F
|
Company |
0.33%
|
14,100
|
$197,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.29%
|
12,411
|
$173,000 | — | 30 Jun 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.27%
|
11,231
|
$157,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.24%
|
10,089
|
$141,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.17%
|
7,360
|
$103,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.17%
|
7,264
|
$102,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
5,016
|
$70,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.08%
|
3,509
|
$49,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
760
|
$11,000 | — | 30 Jun 2019 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q3 2019
As of 30 Sep 2019,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
16 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,564,266 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Karpus Management, Inc., WELLS FARGO & COMPANY/MN, Castle Rock Wealth Management, LLC, MORGAN STANLEY, Kovack Advisors, Inc., Meristem Family Wealth, LLC, Thomas J. Herzfeld Advisors, Inc., and RAYMOND JAMES & ASSOCIATES.
This page lists
16
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
15
Q3 2019 holders
16
Holder diff
1
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.