FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,477,223
- Share change
- +73,700
- Total reported value
- $35,818,000
- Price per share
- $14.46
- Number of holders
- 21
- Value change
- +$1,064,128
- Number of buys
- 10
- Number of sells
- 5
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
31%
|
1,285,294
|
$18,584,000 | — | 30 Jun 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
17%
|
715,708
|
$10,348,000 | — | 30 Jun 2016 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
4.9%
|
208,267
|
$3,011,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.99%
|
41,615
|
$607,000 | — | 30 Jun 2016 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.8%
|
33,890
|
$489,000 | — | 30 Jun 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.65%
|
27,421
|
$396,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.5%
|
20,984
|
$303,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.39%
|
16,592
|
$240,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.35%
|
14,921
|
$216,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.26%
|
11,128
|
$161,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.12%
|
4,895
|
$71,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.1%
|
4,376
|
$63,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
3,314
|
$48,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.07%
|
3,117
|
$45,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.07%
|
2,988
|
$43,000 | — | 30 Jun 2016 | |
| People's United Financial, Inc. |
13F
|
Company |
0.07%
|
2,800
|
$40,000 | — | 30 Jun 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.06%
|
2,535
|
$37,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
1,983
|
$28,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0.04%
|
1,626
|
$24,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
69
|
$1,000 | — | 30 Jun 2016 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q3 2016
As of 30 Sep 2016,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,477,223 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, ICON ADVISERS INC/CO, LPL Financial LLC, Cetera Advisor Networks LLC, WELLS FARGO & COMPANY/MN, Saba Capital Management, L.P., MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, and Commonwealth Equity Services, Inc.
This page lists
21
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
20
Q3 2016 holders
21
Holder diff
1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.