FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,404,937
- Share change
- +3,496
- Total reported value
- $34,564,000
- Price per share
- $14.37
- Number of holders
- 21
- Value change
- +$50,319
- Number of buys
- 11
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
28%
|
1,193,259
|
$17,350,000 | — | 31 Dec 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
18%
|
747,810
|
$10,873,000 | — | 31 Dec 2015 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
4.8%
|
202,361
|
$2,942,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
1.3%
|
55,954
|
$809,000 | — | 31 Dec 2015 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.96%
|
40,521
|
$589,000 | — | 31 Dec 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.7%
|
29,514
|
$429,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.57%
|
23,953
|
$348,000 | — | 31 Dec 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.48%
|
20,306
|
$295,000 | — | 31 Dec 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.44%
|
18,709
|
$272,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.36%
|
15,154
|
$220,000 | — | 31 Dec 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.35%
|
14,621
|
$213,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
0.21%
|
8,737
|
$127,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.15%
|
6,451
|
$94,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.14%
|
6,006
|
$88,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.11%
|
4,778
|
$69,000 | — | 31 Dec 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.08%
|
3,400
|
$49,000 | — | 31 Dec 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.07%
|
2,940
|
$43,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.07%
|
2,767
|
$40,000 | — | 31 Dec 2015 | |
| Creative Planning |
13F
|
Company |
0.04%
|
1,626
|
$24,000 | — | 31 Dec 2015 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
600
|
$9,000 | — | 31 Dec 2015 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q1 2016
As of 31 Mar 2016,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,404,937 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, ICON ADVISERS INC/CO, LPL Financial LLC, Saba Capital Management, L.P., MORGAN STANLEY, Cetera Advisor Networks LLC, RAYMOND JAMES & ASSOCIATES, Commonwealth Equity Services, Inc, and Thomas J. Herzfeld Advisors, Inc..
This page lists
21
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
20
Q1 2016 holders
21
Holder diff
1
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.