Security key
33733U108
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)
CUSIP: 33733U108
Q1 2022 13F Holders as of 31 Mar 2022
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 25,887,390
- Total 13F shares
- 8,554,785
- Share change
- +178,145
- Total reported value
- $107,527,172
- Price per share
- $12.57
- Number of holders
- 63
- Value change
- +$2,383,691
- Number of buys
- 34
- Number of sells
- 29
Report period
Q1 2022
Institutions
63
Top holders
10
FCT full security history
Newer quarter: Q2 2022
Previous quarter: Q4 2021
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33733U108
Recent filing periods:
Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
5%
|
1,290,908
|
$15,568,000 | — | 31 Dec 2021 | |
| Gradient Investments LLC |
13F
|
Company |
3.7%
|
967,726
|
$11,671,000 | — | 31 Dec 2021 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
3.3%
|
849,282
|
$10,242,000 | — | 31 Dec 2021 | |
| MORGAN STANLEY |
13F
|
Company |
3.2%
|
827,596
|
$9,981,000 | — | 31 Dec 2021 | |
| LPL Financial LLC |
13F
|
Company |
2.8%
|
736,094
|
$8,877,000 | — | 31 Dec 2021 | |
| Invesco Ltd. |
13F
|
Company |
2.1%
|
541,504
|
$6,530,000 | — | 31 Dec 2021 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
307,008
|
$3,702,000 | — | 31 Dec 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.98%
|
253,686
|
$3,059,000 | — | 31 Dec 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.85%
|
221,057
|
$2,666,000 | — | 31 Dec 2021 | |
| GraniteShares Advisors LLC |
13F
|
Company |
0.84%
|
217,273
|
$2,620,000 | — | 31 Dec 2021 | |
| TFG Advisers LLC |
13F
|
Company |
0.73%
|
187,729
|
$2,264,000 | — | 31 Dec 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.62%
|
160,353
|
$1,934,000 | — | 31 Dec 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.55%
|
141,220
|
$1,703,000 | — | 31 Dec 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.52%
|
134,513
|
$1,622,000 | — | 31 Dec 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.5%
|
129,012
|
$1,556,000 | — | 31 Dec 2021 | |
| Glassy Mountain Advisors, Inc. |
13F
|
Company |
0.46%
|
120,369
|
$1,452,000 | — | 31 Dec 2021 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.34%
|
87,253
|
$1,052,000 | — | 31 Dec 2021 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.32%
|
83,659
|
$1,009,000 | — | 31 Dec 2021 | |
| EVOKE WEALTH, LLC |
13F
|
Company |
0.32%
|
83,571
|
$1,008,000 | — | 31 Dec 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.27%
|
69,247
|
$835,000 | — | 31 Dec 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.26%
|
66,525
|
$802,000 | — | 31 Dec 2021 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.18%
|
47,767
|
$576,000 | — | 31 Dec 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.18%
|
47,640
|
$574,000 | — | 31 Dec 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.18%
|
46,780
|
$564,000 | — | 31 Dec 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.18%
|
46,542
|
$561,000 | — | 31 Dec 2021 | |
| BLUEFIN CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.18%
|
46,437
|
$560,000 | — | 31 Dec 2021 | |
| Ameritas Advisory Services, LLC |
13F
|
Company |
0.17%
|
42,735
|
$515,000 | — | 31 Dec 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.16%
|
42,675
|
$515,000 | — | 31 Dec 2021 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.16%
|
41,553
|
$502,000 | — | 31 Dec 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.14%
|
37,409
|
$451,000 | — | 31 Dec 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.14%
|
36,579
|
$441,000 | — | 31 Dec 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.13%
|
32,825
|
$396,000 | — | 31 Dec 2021 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.12%
|
30,599
|
$369,000 | — | 31 Dec 2021 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.1%
|
26,338
|
$318,000 | — | 31 Dec 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.1%
|
26,208
|
$316,000 | — | 31 Dec 2021 | |
| Apriem Advisors |
13F
|
Company |
0.09%
|
24,500
|
$295,000 | — | 31 Dec 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.09%
|
24,044
|
$290,000 | — | 31 Dec 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.09%
|
23,439
|
$283,000 | — | 31 Dec 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.09%
|
22,776
|
$275,000 | — | 31 Dec 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.09%
|
22,649
|
$273,000 | — | 31 Dec 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.09%
|
22,569
|
$272,000 | — | 31 Dec 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0.08%
|
21,688
|
$261,557 | — | 31 Dec 2021 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.08%
|
21,100
|
$254,000 | — | 31 Dec 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.08%
|
20,939
|
$253,000 | — | 31 Dec 2021 | |
| DHJJ Financial Advisors, Ltd. |
13F
|
Company |
0.07%
|
17,275
|
$208,000 | — | 31 Dec 2021 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.06%
|
16,711
|
$202,000 | — | 31 Dec 2021 | |
| Narwhal Capital Management |
13F
|
Company |
0.06%
|
16,515
|
$199,000 | — | 31 Dec 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
15,358
|
$185,000 | — | 31 Dec 2021 | |
| WHITENER CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.05%
|
13,950
|
$168,000 | — | 31 Dec 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.05%
|
12,724
|
$153,000 | — | 31 Dec 2021 |
Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q1 2022
As of 31 Mar 2022,
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by
63 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,554,785 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, Edgemoor Investment Advisors, Inc., LPL Financial LLC, MORGAN STANLEY, Gradient Investments LLC, GUGGENHEIM CAPITAL LLC, Invesco Ltd., UBS Group AG, STIFEL FINANCIAL CORP, and D.A. DAVIDSON & CO..
This page lists
63
institutional shareholders reporting positions in this security
for the Q1 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2022 vs Q4 2021 Across Filers
Q4 2021 holders
70
Q1 2022 holders
63
Holder diff
-7
| Investor | Q4 2021 Shares | Q1 2022 Shares | Share Diff | Share Chg % | Q4 2021 Value $ | Q1 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.