FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)

Q: What does CUSIP 33733U108 represent in this 13F holders report?

CUSIP 33733U108 is the security identifier for FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in Q3 2015?

41 institutional investors reported FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest for Q3 2015. Use the holders table for investor-level position and value details.

CUSIP: 33733U108

Q3 2015 13F Holders as of 30 Sep 2015

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 25,887,390
Total 13F shares: 6,678,666
Share change: +514,551
Total reported value: $84,012,954
Price per share: $12.58
Number of holders: 41
Value change: +$6,336,181
Number of buys: 19
Number of sells: 21

Quarterly Holders Quick Answers

What is CUSIP 33733U108?
CUSIP 33733U108 identifies FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q4 2015
Previous quarter: Q2 2015

Recent filing periods for CUSIP 33733U108:

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Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BANK OF AMERICA CORP /DE/	13F	Company	7.3%	1,885,301	$24,811,000	—	30 Jun 2015	13F
MORGAN STANLEY	13F	Company	2.6%	681,716	$8,971,000	—	30 Jun 2015	13F
BAILLIE GIFFORD & CO	13F	Company	2.4%	610,000	$8,028,000	—	30 Jun 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	2.2%	565,224	$7,437,000	—	30 Jun 2015	13F
Trust Asset Management LLC	13F	Company	1.2%	318,192	$4,187,000	—	30 Jun 2015	13F
UBS Group AG	13F	Company	1.1%	273,660	$3,602,000	—	30 Jun 2015	13F
Invesco Ltd.	13F	Company	1%	268,780	$3,537,000	—	30 Jun 2015	13F
Yorktown Management & Research Co Inc	13F	Company	0.93%	242,000	$3,185,000	—	30 Jun 2015	13F
Gradient Investments LLC	13F	Company	0.81%	210,761	$2,774,000	—	30 Jun 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.77%	198,587	$2,613,000	—	30 Jun 2015	13F
Klingman & Associates, LLC	13F	Company	0.53%	138,362	$1,821,000	—	30 Jun 2015	13F
Advisors Asset Management, Inc.	13F	Company	0.45%	115,912	$1,525,000	—	30 Jun 2015	13F
LPL Financial LLC	13F	Company	0.45%	115,261	$1,523,000	—	30 Jun 2015	13F
COHEN & STEERS, INC.	13F	Company	0.38%	97,277	$1,280,000	—	30 Jun 2015	13F
JPMORGAN CHASE & CO	13F	Company	0.33%	85,548	$1,126,000	—	30 Jun 2015	13F
CREDIT SUISSE AG/	13F	Company	0.3%	78,550	$1,034,000	—	30 Jun 2015	13F
STIFEL FINANCIAL CORP	13F	Company	0.28%	73,271	$964,000	—	30 Jun 2015	13F
CITIGROUP INC	13F	Company	0.25%	64,875	$854,000	—	30 Jun 2015	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.24%	63,247	$832,000	—	30 Jun 2015	13F
Cetera Advisors LLC	13F	Company	0.24%	61,620	$807,000	—	30 Jun 2015	13F
Horizon Kinetics LLC	13F	Company	0.19%	49,800	$655,000	—	30 Jun 2015	13F
M&T BANK CORP	13F	Company	0.18%	46,000	$605,000	—	30 Jun 2015	13F
AQR Arbitrage LLC	13F	Company	0.1%	25,146	$331,000	—	30 Jun 2015	13F
CAZ INVESTMENTS LP	13F	Company	0.1%	25,042	$330,000	—	30 Jun 2015	13F
DEUTSCHE BANK AG\	13F	Company	0.09%	23,538	$309,000	—	30 Jun 2015	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.08%	21,797	$287,000	—	30 Jun 2015	13F
Private Advisor Group, LLC	13F	Company	0.08%	20,489	$270,000	—	30 Jun 2015	13F
DOLIVER ADVISORS, LP	13F	Company	0.06%	14,504	$191,000	—	30 Jun 2015	13F
Relative Value Partners Group, LLC	13F	Company	0.05%	11,672	$154,000	—	30 Jun 2015	13F
SHUFRO ROSE & CO LLC	13F	Company	0.05%	11,700	$153,000	—	30 Jun 2015	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.04%	10,203	$134,000	—	30 Jun 2015	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.03%	6,675	$88,000	—	30 Jun 2015	13F
Apriem Advisors	13F	Company	0.02%	5,500	$72,000	—	30 Jun 2015	13F
Tower Research Capital LLC (TRC)	13F	Company	0.02%	5,100	$67,000	—	30 Jun 2015	13F
ROYAL BANK OF CANADA	13F	Company	0.01%	3,842	$51,000	—	30 Jun 2015	13F
Westchester Capital Management, LLC	13F	Company	0.01%	2,772	$36,000	—	30 Jun 2015	13F
Cordasco Financial Network	13F	Company	0.01%	2,100	$28,000	—	30 Jun 2015	13F
BANK OF MONTREAL /CAN/	13F	Company	0.01%	2,000	$26,000	—	30 Jun 2015	13F
Regal Investment Advisors LLC	13F	Company	0.01%	1,700	$22,000	—	30 Jun 2015	13F
MSI Financial Services Inc	13F	Company	0%	1,000	$13,000	—	30 Jun 2015	13F
WOODMONT INVESTMENT COUNSEL LLC	13F	Company	0%	1,000	$13,000	—	30 Jun 2015	13F
Transamerica Financial Advisors, LLC	13F	Company	0%	900	$12,000	—	30 Jun 2015	13F
SIGNATUREFD, LLC	13F	Company	0%	366	$5,000	—	30 Jun 2015	13F
BARCLAYS PLC	13F	Company	0%	270	$4,000	—	30 Jun 2015	13F
NEXT Financial Group, Inc	13F	Company	0%	100	$1,000	—	30 Jun 2015	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0%	22	$290	—	30 Jun 2015	13F

Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q3 2015

As of 30 Sep 2015, FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by 41 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,678,666 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, BAILLIE GIFFORD & CO, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, Invesco Ltd., UBS Group AG, Yorktown Management & Research Co Inc, Gradient Investments LLC, WELLS FARGO & COMPANY/MN, and Klingman & Associates, LLC. This page lists 41 institutional shareholders reporting positions in this security for the Q3 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2015 vs Q2 2015 Across Filers

Q2 2015 holders

Q3 2015 holders

Holder diff

-5

Investor	Q2 2015 Shares	Q3 2015 Shares	Share Diff	Share Chg %	Q2 2015 Value $	Q3 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.