FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)

Q: What does CUSIP 33733U108 represent in this 13F holders report?

CUSIP 33733U108 is the security identifier for FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in Q3 2014?

45 institutional investors reported FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest for Q3 2014. Use the holders table for investor-level position and value details.

CUSIP: 33733U108

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 25,887,390
Total 13F shares: 5,293,623
Share change: +445,515
Total reported value: $71,885,610
Price per share: $13.56
Number of holders: 45
Value change: +$5,983,938
Number of buys: 17
Number of sells: 13

Quarterly Holders Quick Answers

What is CUSIP 33733U108?
CUSIP 33733U108 identifies FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 33733U108:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BANK OF AMERICA CORP /DE/	13F	Company	7%	1,812,961	$25,907,000	—	30 Jun 2014	13F
UBS AG	13F	Company	2.5%	646,946	$9,245,000	—	30 Jun 2014	13F
MORGAN STANLEY	13F	Company	1.1%	279,911	$4,000,000	—	30 Jun 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.1%	278,790	$3,984,000	—	30 Jun 2014	13F
Invesco Ltd.	13F	Company	0.65%	169,518	$2,423,000	—	30 Jun 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.64%	165,301	$2,361,000	—	30 Jun 2014	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.6%	156,292	$2,233,000	—	30 Jun 2014	13F
Trust Asset Management LLC	13F	Company	0.58%	149,291	$2,133,000	—	30 Jun 2014	13F
CORNERSTONE ADVISORS INC	13F	Company	0.49%	127,111	$1,816,000	—	30 Jun 2014	13F
ROBINSON CAPITAL MANAGEMENT, LLC	13F	Company	0.51%	131,232	$1,815,000	—	30 Jun 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.44%	112,939	$1,614,000	—	30 Jun 2014	13F
LPL Financial LLC	13F	Company	0.39%	101,727	$1,454,000	—	30 Jun 2014	13F
CREDIT SUISSE AG/	13F	Company	0.39%	101,650	$1,453,000	—	30 Jun 2014	13F
Gradient Investments LLC	13F	Company	0.38%	97,179	$1,389,000	—	30 Jun 2014	13F
JPMORGAN CHASE & CO	13F	Company	0.33%	85,552	$1,223,000	—	30 Jun 2014	13F
DEUTSCHE BANK AG\	13F	Company	0.25%	64,289	$918,000	—	30 Jun 2014	13F
Horizon Kinetics LLC	13F	Company	0.2%	52,300	$747,000	—	30 Jun 2014	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.19%	49,288	$704,000	—	30 Jun 2014	13F
DOLIVER ADVISORS, LP	13F	Company	0.18%	47,181	$674,000	—	30 Jun 2014	13F
MARINER INVESTMENT GROUP LLC	13F	Company	0.18%	45,984	$657,000	—	30 Jun 2014	13F
STIFEL FINANCIAL CORP	13F	Company	0.16%	42,493	$607,000	—	30 Jun 2014	13F
ROTHSCHILD INVESTMENT LLC /IL	13F	Company	0.13%	34,000	$486,000	—	30 Jun 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.07%	18,282	$261,000	—	30 Jun 2014	13F
LOEB PARTNERS CORP	13F	Company	0.06%	15,300	$219,000	—	30 Jun 2014	13F
Janney Montgomery Scott LLC	13F	Company	0.05%	13,758	$196,597	—	30 Jun 2014	13F
SHUFRO ROSE & CO LLC	13F	Company	0.05%	11,700	$167,000	—	30 Jun 2014	13F
Commonwealth Equity Services, Inc	13F	Company	0.04%	11,608	$166,000	—	30 Jun 2014	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.02%	5,675	$81,000	—	30 Jun 2014	13F
CITIGROUP INC	13F	Company	0.02%	5,132	$73,000	—	30 Jun 2014	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.02%	5,017	$72,000	—	30 Jun 2014	13F
Cordasco Financial Network	13F	Company	0.01%	3,200	$46,000	—	30 Jun 2014	13F
WESTPORT RESOURCES MANAGEMENT INC	13F	Company	0.01%	3,000	$43,000	—	30 Jun 2014	13F
NEXT Financial Group, Inc	13F	Company	0.01%	2,915	$40,000	—	30 Jun 2014	13F
Westchester Capital Management, LLC	13F	Company	0.01%	2,772	$40,000	—	30 Jun 2014	13F
First City Capital Management, Inc.	13F	Company	0.01%	1,774	$25,350	—	30 Jun 2014	13F
Regal Investment Advisors LLC	13F	Company	0.01%	1,700	$24,000	—	30 Jun 2014	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0%	1,200	$17,000	—	30 Jun 2014	13F
Apriem Advisors	13F	Company	0%	1,000	$14,000	—	30 Jun 2014	13F
US BANCORP \DE\	13F	Company	0%	1,000	$14,000	—	30 Jun 2014	13F
Na Bokf	13F	Individual	0%	424	$6,000	—	30 Jun 2014	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	340	$5,000	—	30 Jun 2014	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0%	300	$4,287	—	30 Jun 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0%	22	$314	—	30 Jun 2014	13F

Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q3 2014

As of 30 Sep 2014, FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by 45 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,293,623 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, UBS AG, Sankaty Advisors, LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Invesco Ltd., Raymond James Financial Services Advisors, Inc., Trust Asset Management LLC, and Gradient Investments LLC. This page lists 45 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

Q3 2014 holders

Holder diff

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.