Security key
337318109
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 5,841,506
- Share change
- +648,151
- Total reported value
- $84,992,004
- Price per share
- $14.55
- Number of holders
- 43
- Value change
- +$9,460,967
- Number of buys
- 20
- Number of sells
- 20
Report period
Q2 2020
Institutions
43
Top holders
10
FFA full security history
Newer quarter: Q3 2020
Previous quarter: Q1 2020
FIRST TRUST ENHANCED EQUITY INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 337318109
Recent filing periods:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.4%
|
1,289,103
|
$16,217,000 | — | 31 Mar 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
3.4%
|
681,847
|
$8,578,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3%
|
605,657
|
$7,619,000 | — | 31 Mar 2020 | |
| Exeter Financial, LLC |
13F
|
Company |
2.4%
|
472,560
|
$5,945,000 | — | 31 Mar 2020 | |
| Invesco Ltd. |
13F
|
Company |
1.7%
|
335,946
|
$4,226,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
1.4%
|
278,500
|
$3,504,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
257,317
|
$3,237,000 | — | 31 Mar 2020 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.2%
|
235,051
|
$2,957,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
221,986
|
$2,793,000 | — | 31 Mar 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.76%
|
151,483
|
$1,906,000 | — | 31 Mar 2020 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.65%
|
130,856
|
$1,646,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.44%
|
87,363
|
$1,100,000 | — | 31 Mar 2020 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.4%
|
80,291
|
$1,078,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.32%
|
64,582
|
$812,000 | — | 31 Mar 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.27%
|
53,528
|
$673,000 | — | 31 Mar 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
0.24%
|
48,585
|
$611,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.12%
|
24,240
|
$304,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.11%
|
22,467
|
$283,000 | — | 31 Mar 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.09%
|
17,070
|
$214,741 | — | 31 Mar 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.08%
|
16,765
|
$211,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
11,618
|
$146,000 | — | 31 Mar 2020 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
0.06%
|
11,500
|
$145,000 | — | 31 Mar 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
11,369
|
$143,000 | — | 31 Mar 2020 | |
| WEST BANCORPORATION INC |
13F
|
Company |
0.05%
|
10,746
|
$135,000 | — | 31 Mar 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
6,127
|
$77,000 | — | 31 Mar 2020 | |
| CWM, LLC |
13F
|
Company |
0.03%
|
5,225
|
$106,000 | — | 31 Mar 2020 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
0.01%
|
3,000
|
$38,000 | — | 31 Mar 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
2,850
|
$35,000 | — | 31 Mar 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
2,632
|
$33,000 | — | 31 Mar 2020 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.01%
|
2,075
|
$26,000 | — | 31 Mar 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
1,410
|
$18,000 | — | 31 Mar 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,115
|
$14,000 | — | 31 Mar 2020 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
897
|
$11,000 | — | 31 Mar 2020 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
831
|
$10,000 | — | 31 Mar 2020 | |
| Certified Advisory Corp |
13F
|
Company |
0%
|
814
|
$10,000 | — | 31 Mar 2020 | |
| Ameritas Investment Company, LLC |
13F
|
Company |
0%
|
561
|
$7,000 | — | 31 Mar 2020 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
510
|
$6,000 | — | 31 Mar 2020 | |
| Key FInancial Inc |
13F
|
Company |
0%
|
218
|
$3,000 | — | 31 Mar 2020 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q2 2020
As of 30 Jun 2020,
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,841,506 shares.
The largest 10 holders included
MORGAN STANLEY, Raymond James Financial Services Advisors, Inc., RAYMOND JAMES & ASSOCIATES, Exeter Financial, LLC, GUGGENHEIM CAPITAL LLC, Invesco Ltd., UBS Group AG, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, and North Star Investment Management Corp..
This page lists
43
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
37
Q2 2020 holders
43
Holder diff
6
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.