Security key
337318109
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 5,143,470
- Share change
- -390,932
- Total reported value
- $64,771,741
- Price per share
- $12.58
- Number of holders
- 37
- Value change
- -$8,622,309
- Number of buys
- 20
- Number of sells
- 18
Report period
Q1 2020
Institutions
37
Top holders
10
FFA full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
FIRST TRUST ENHANCED EQUITY INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 337318109
Recent filing periods:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.2%
|
1,235,127
|
$21,306,000 | — | 31 Dec 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
3.3%
|
662,200
|
$11,423,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3%
|
604,690
|
$10,431,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
2.8%
|
569,836
|
$9,830,000 | — | 31 Dec 2019 | |
| Exeter Financial, LLC |
13F
|
Company |
1.5%
|
304,642
|
$5,255,000 | — | 31 Dec 2019 | |
| Invesco Ltd. |
13F
|
Company |
1.5%
|
299,790
|
$5,171,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
261,120
|
$4,504,000 | — | 31 Dec 2019 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.2%
|
245,387
|
$4,233,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
234,320
|
$4,042,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
225,506
|
$3,890,000 | — | 31 Dec 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.85%
|
171,071
|
$2,951,000 | — | 31 Dec 2019 | |
| Smart Money Group LLC |
13F
|
Company |
0.83%
|
166,699
|
$2,876,000 | — | 31 Dec 2019 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.64%
|
128,367
|
$2,214,000 | — | 31 Dec 2019 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.4%
|
80,994
|
$1,397,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.29%
|
58,419
|
$1,009,000 | — | 31 Dec 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.29%
|
58,267
|
$1,005,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.28%
|
56,114
|
$974,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
35,670
|
$615,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.12%
|
24,467
|
$422,000 | — | 31 Dec 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.09%
|
18,851
|
$325,000 | — | 31 Dec 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.09%
|
17,070
|
$294,458 | — | 31 Dec 2019 | |
| Virtue Capital Management, LLC |
13F
|
Company |
0.07%
|
14,948
|
$258,000 | — | 31 Dec 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.07%
|
13,834
|
$239,000 | — | 31 Dec 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
12,069
|
$208,000 | — | 31 Dec 2019 | |
| Laurel Wealth Advisors, Inc. |
13F
|
Company |
0.06%
|
11,608
|
$200,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
11,400
|
$197,000 | — | 31 Dec 2019 | |
| WEST BANCORPORATION INC |
13F
|
Company |
0.04%
|
7,696
|
$133,000 | — | 31 Dec 2019 | |
| Total Clarity Wealth Management, Inc. |
13F
|
Company |
0.03%
|
6,806
|
$117,000 | — | 31 Dec 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
5,734
|
$99,000 | — | 31 Dec 2019 | |
| CWM, LLC |
13F
|
Company |
0.03%
|
5,225
|
$106,000 | — | 31 Dec 2019 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
0.01%
|
3,000
|
$52,000 | — | 31 Dec 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
2,632
|
$45,000 | — | 31 Dec 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
2,600
|
$44,000 | — | 31 Dec 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.01%
|
2,550
|
$44,000 | — | 31 Dec 2019 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.01%
|
2,075
|
$36,000 | — | 31 Dec 2019 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
0.01%
|
1,143
|
$20,000 | — | 31 Dec 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,115
|
$19,000 | — | 31 Dec 2019 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
897
|
$15,000 | — | 31 Dec 2019 | |
| Certified Advisory Corp |
13F
|
Company |
0%
|
814
|
$14,000 | — | 31 Dec 2019 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
812
|
$14,000 | — | 31 Dec 2019 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
510
|
$9,000 | — | 31 Dec 2019 | |
| S.A. Mason LLC |
13F
|
Company |
0%
|
406
|
$7,000 | — | 31 Dec 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
250
|
$4,000 | — | 31 Dec 2019 | |
| Realta Investment Advisors |
13F
|
Company |
0%
|
66
|
$1,000 | — | 31 Dec 2019 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q1 2020
As of 31 Mar 2020,
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,143,470 shares.
The largest 10 holders included
MORGAN STANLEY, Guggenheim Capital LLC, RAYMOND JAMES & ASSOCIATES, Exeter Financial, LLC, Invesco Ltd., UBS Group AG, WELLS FARGO & COMPANY/MN, North Star Investment Management Corp., ROYAL BANK OF CANADA, and Advisors Asset Management, Inc..
This page lists
37
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
44
Q1 2020 holders
37
Holder diff
-7
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.