FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 5,893,930
- Share change
- +89,011
- Total reported value
- $89,174,898
- Price per share
- $15.14
- Number of holders
- 46
- Value change
- +$1,353,845
- Number of buys
- 26
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 337318109?
CUSIP 337318109 identifies FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 337318109:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.7%
|
1,331,149
|
$19,368,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
2.9%
|
575,019
|
$8,367,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.8%
|
569,431
|
$8,285,000 | — | 30 Jun 2020 | |
| Exeter Financial, LLC |
13F
|
Company |
2.4%
|
472,848
|
$6,880,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.3%
|
463,079
|
$6,738,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
2%
|
392,369
|
$5,709,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
252,766
|
$3,678,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.2%
|
246,519
|
$3,587,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
236,919
|
$3,447,000 | — | 30 Jun 2020 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.1%
|
225,439
|
$3,280,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.78%
|
155,726
|
$2,266,000 | — | 30 Jun 2020 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.68%
|
135,238
|
$1,968,000 | — | 30 Jun 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.6%
|
120,353
|
$1,751,000 | — | 30 Jun 2020 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.4%
|
79,210
|
$1,153,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.39%
|
78,809
|
$1,147,000 | — | 30 Jun 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.35%
|
69,437
|
$1,010,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.33%
|
66,908
|
$974,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.32%
|
65,046
|
$946,000 | — | 30 Jun 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
0.18%
|
35,773
|
$520,000 | — | 30 Jun 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.15%
|
30,203
|
$439,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.15%
|
30,184
|
$439,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.11%
|
22,144
|
$322,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
16,846
|
$245,000 | — | 30 Jun 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.08%
|
16,770
|
$244,004 | — | 30 Jun 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.08%
|
16,351
|
$238,000 | — | 30 Jun 2020 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.08%
|
16,053
|
$234,000 | — | 30 Jun 2020 | |
| Laurel Wealth Advisors, Inc. |
13F
|
Company |
0.08%
|
15,323
|
$223,000 | — | 30 Jun 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
14,943
|
$217,000 | — | 30 Jun 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
11,269
|
$164,000 | — | 30 Jun 2020 | |
| WEST BANCORPORATION INC |
13F
|
Company |
0.05%
|
10,746
|
$156,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
9,398
|
$137,000 | — | 30 Jun 2020 | |
| CWM, LLC |
13F
|
Company |
0.03%
|
5,225
|
$106,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
6,291
|
$92,000 | — | 30 Jun 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
3,300
|
$48,000 | — | 30 Jun 2020 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
0.01%
|
3,000
|
$44,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.01%
|
2,758
|
$40,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
2,632
|
$38,000 | — | 30 Jun 2020 | |
| Atlas Private Wealth Advisors |
13F
|
Company |
0.01%
|
1,300
|
$19,000 | — | 30 Jun 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,115
|
$15,000 | — | 30 Jun 2020 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
897
|
$13,000 | — | 30 Jun 2020 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
848
|
$12,000 | — | 30 Jun 2020 | |
| Certified Advisory Corp |
13F
|
Company |
0%
|
814
|
$12,000 | — | 30 Jun 2020 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
510
|
$7,000 | — | 30 Jun 2020 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q3 2020
As of 30 Sep 2020,
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,893,930 shares.
The largest 10 holders included
MORGAN STANLEY, Raymond James Financial Services Advisors, Inc., RAYMOND JAMES & ASSOCIATES, Exeter Financial, LLC, GUGGENHEIM CAPITAL LLC, Invesco Ltd., UBS Group AG, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, and Shaker Financial Services, LLC.
This page lists
46
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
43
Q3 2020 holders
46
Holder diff
3
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.