Security key
337318109
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 6,134,687
- Share change
- +54,983
- Total reported value
- $82,881,368
- Price per share
- $13.51
- Number of holders
- 50
- Value change
- +$742,820
- Number of buys
- 26
- Number of sells
- 15
Report period
Q4 2016
Institutions
50
Top holders
10
FFA full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
FIRST TRUST ENHANCED EQUITY INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 337318109
Recent filing periods:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
6.6%
|
1,326,131
|
$17,717,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
4.5%
|
909,047
|
$12,145,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
4.2%
|
834,897
|
$11,154,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.6%
|
510,474
|
$6,820,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.4%
|
477,650
|
$6,381,000 | — | 30 Sep 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.4%
|
285,939
|
$3,820,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
260,545
|
$3,480,000 | — | 30 Sep 2016 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
0.82%
|
163,584
|
$2,185,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.77%
|
153,668
|
$2,053,000 | — | 30 Sep 2016 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.74%
|
147,667
|
$1,973,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.64%
|
128,860
|
$1,721,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.64%
|
128,786
|
$1,721,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.48%
|
96,446
|
$1,289,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.43%
|
86,197
|
$1,152,000 | — | 30 Sep 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.35%
|
70,840
|
$947,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.29%
|
58,825
|
$786,000 | — | 30 Sep 2016 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.28%
|
56,763
|
$759,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.26%
|
52,850
|
$707,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
35,763
|
$481,000 | — | 30 Sep 2016 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.17%
|
34,770
|
$465,000 | — | 30 Sep 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.17%
|
34,602
|
$464,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.15%
|
30,585
|
$409,000 | — | 30 Sep 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.14%
|
28,697
|
$383,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.13%
|
26,739
|
$357,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.12%
|
23,362
|
$312,000 | — | 30 Sep 2016 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
0.11%
|
22,244
|
$297,000 | — | 30 Sep 2016 | |
| Regis Management CO LLC |
13F
|
Company |
0.09%
|
18,500
|
$247,000 | — | 30 Sep 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.08%
|
16,711
|
$223,000 | — | 30 Sep 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.07%
|
13,782
|
$184,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
12,238
|
$163,000 | — | 30 Sep 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.05%
|
10,353
|
$139,000 | — | 30 Sep 2016 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.01%
|
1,972
|
$26,000 | — | 30 Sep 2016 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0.01%
|
1,539
|
$21,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,476
|
$20,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
1,158
|
$15,000 | — | 30 Sep 2016 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0%
|
1,000
|
$13,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
615
|
$8,000 | — | 30 Sep 2016 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
510
|
$7,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
500
|
$7,000 | — | 30 Sep 2016 | |
| Live Your Vision, LLC |
13F
|
Company |
0%
|
415
|
$6,000 | — | 30 Sep 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
250
|
$3,000 | — | 30 Sep 2016 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q4 2016
As of 31 Dec 2016,
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,134,687 shares.
The largest 10 holders included
Karpus Management, Inc., MORGAN STANLEY, Advisors Asset Management, Inc., RAYMOND JAMES & ASSOCIATES, Invesco Ltd., North Star Investment Management Corp., WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Arete Wealth Advisors, LLC, and UBS Group AG.
This page lists
50
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
41
Q4 2016 holders
50
Holder diff
9
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.