Security key
337318109
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 6,066,950
- Share change
- -200,321
- Total reported value
- $81,060,000
- Price per share
- $13.36
- Number of holders
- 41
- Value change
- -$2,582,731
- Number of buys
- 18
- Number of sells
- 21
Report period
Q3 2016
Institutions
41
Top holders
10
FFA full security history
Newer quarter: Q4 2016
Previous quarter: Q2 2016
FIRST TRUST ENHANCED EQUITY INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 337318109
Recent filing periods:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
6.6%
|
1,320,289
|
$17,322,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
5%
|
999,875
|
$13,118,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
4.8%
|
962,829
|
$12,632,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.6%
|
526,267
|
$6,905,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.7%
|
345,221
|
$4,529,000 | — | 30 Jun 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.4%
|
286,487
|
$3,759,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
253,318
|
$3,324,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.97%
|
193,270
|
$2,536,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.78%
|
155,880
|
$2,045,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.62%
|
124,575
|
$1,634,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.6%
|
120,023
|
$1,575,000 | — | 30 Jun 2016 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
0.6%
|
119,850
|
$1,572,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.52%
|
104,925
|
$1,377,000 | — | 30 Jun 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.51%
|
101,560
|
$1,332,000 | — | 30 Jun 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
71,791
|
$942,000 | — | 30 Jun 2016 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
0.35%
|
69,802
|
$916,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.29%
|
58,825
|
$772,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.24%
|
47,850
|
$626,000 | — | 30 Jun 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.2%
|
40,949
|
$533,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.2%
|
40,054
|
$515,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
35,684
|
$468,000 | — | 30 Jun 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.12%
|
24,931
|
$327,000 | — | 30 Jun 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.12%
|
24,583
|
$320,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.12%
|
24,386
|
$320,000 | — | 30 Jun 2016 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.12%
|
23,450
|
$308,000 | — | 30 Jun 2016 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
0.11%
|
22,244
|
$292,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.11%
|
21,991
|
$288,000 | — | 30 Jun 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.11%
|
21,336
|
$280,000 | — | 30 Jun 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.11%
|
21,277
|
$279,000 | — | 30 Jun 2016 | |
| Regis Management CO LLC |
13F
|
Company |
0.09%
|
18,500
|
$243,000 | — | 30 Jun 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.08%
|
16,711
|
$221,000 | — | 30 Jun 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.08%
|
16,048
|
$210,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
12,094
|
$159,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.06%
|
12,057
|
$159,000 | — | 30 Jun 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.05%
|
10,353
|
$136,000 | — | 30 Jun 2016 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0.03%
|
6,670
|
$87,510 | — | 30 Jun 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.03%
|
6,300
|
$83,000 | — | 30 Jun 2016 | |
| Bellwether Investment Group, LLC |
13F
|
Company |
0.03%
|
6,084
|
$80,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
4,013
|
$53,000 | — | 30 Jun 2016 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.01%
|
1,972
|
$26,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
1,500
|
$20,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,362
|
$18,000 | — | 30 Jun 2016 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0%
|
1,000
|
$13,000 | — | 30 Jun 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
615
|
$8,000 | — | 30 Jun 2016 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
510
|
$7,000 | — | 30 Jun 2016 | |
| SevenBridge Financial Group, LLC |
13F
|
Company |
0%
|
464
|
$6,000 | — | 30 Jun 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
250
|
$3,000 | — | 30 Jun 2016 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q3 2016
As of 30 Sep 2016,
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,066,950 shares.
The largest 10 holders included
Karpus Management, Inc., MORGAN STANLEY, Advisors Asset Management, Inc., Invesco Ltd., RAYMOND JAMES & ASSOCIATES, North Star Investment Management Corp., WELLS FARGO & COMPANY/MN, ICON ADVISERS INC/CO, Raymond James Financial Services Advisors, Inc., and Arete Wealth Advisors, LLC.
This page lists
41
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
47
Q3 2016 holders
41
Holder diff
-6
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.