FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 6,174,778
- Share change
- +28,476
- Total reported value
- $89,174,795
- Price per share
- $14.44
- Number of holders
- 45
- Value change
- +$707,459
- Number of buys
- 22
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 337318109?
CUSIP 337318109 identifies FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 337318109:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
6.7%
|
1,349,895
|
$18,237,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
4.7%
|
937,502
|
$12,666,000 | — | 31 Dec 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
3.3%
|
654,779
|
$8,846,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.8%
|
555,725
|
$7,508,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.4%
|
475,540
|
$6,424,000 | — | 31 Dec 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.6%
|
317,041
|
$4,283,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.4%
|
280,855
|
$3,795,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.85%
|
170,756
|
$2,307,000 | — | 31 Dec 2016 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.76%
|
152,075
|
$2,055,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.68%
|
135,578
|
$1,832,000 | — | 31 Dec 2016 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
0.64%
|
127,897
|
$1,728,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.64%
|
127,411
|
$1,721,000 | — | 31 Dec 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.39%
|
78,062
|
$1,055,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.38%
|
76,004
|
$1,027,000 | — | 31 Dec 2016 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.35%
|
70,431
|
$952,000 | — | 31 Dec 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.33%
|
66,863
|
$904,000 | — | 31 Dec 2016 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
0.28%
|
56,888
|
$769,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.27%
|
54,390
|
$735,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.25%
|
49,700
|
$671,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
34,030
|
$461,000 | — | 31 Dec 2016 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.16%
|
31,633
|
$427,000 | — | 31 Dec 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.16%
|
31,438
|
$425,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.16%
|
31,303
|
$423,000 | — | 31 Dec 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.16%
|
31,186
|
$421,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.14%
|
27,278
|
$369,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.13%
|
26,290
|
$355,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.13%
|
26,172
|
$353,000 | — | 31 Dec 2016 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
0.11%
|
22,244
|
$301,000 | — | 31 Dec 2016 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.11%
|
21,200
|
$286,000 | — | 31 Dec 2016 | |
| Regis Management CO LLC |
13F
|
Company |
0.09%
|
18,500
|
$250,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.08%
|
15,131
|
$204,000 | — | 31 Dec 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.07%
|
13,782
|
$184,000 | — | 31 Dec 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.06%
|
11,807
|
$160,000 | — | 31 Dec 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.06%
|
11,767
|
$158,000 | — | 31 Dec 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.05%
|
10,353
|
$141,000 | — | 31 Dec 2016 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0.03%
|
6,911
|
$93,368 | — | 31 Dec 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.03%
|
6,300
|
$85,000 | — | 31 Dec 2016 | |
| Bellwether Investment Group, LLC |
13F
|
Company |
0.03%
|
5,982
|
$81,000 | — | 31 Dec 2016 | |
| CWM, LLC |
13F
|
Company |
0.02%
|
4,071
|
$55,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.02%
|
3,040
|
$41,000 | — | 31 Dec 2016 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.01%
|
1,972
|
$27,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
1,158
|
$16,000 | — | 31 Dec 2016 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0%
|
1,000
|
$14,000 | — | 31 Dec 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
615
|
$8,000 | — | 31 Dec 2016 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
510
|
$7,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
500
|
$7,000 | — | 31 Dec 2016 | |
| SevenBridge Financial Group, LLC |
13F
|
Company |
0%
|
464
|
$6,000 | — | 31 Dec 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
250
|
$3,000 | — | 31 Dec 2016 | |
| Apriem Advisors |
13F
|
Company |
0%
|
225
|
$3,000 | — | 31 Dec 2016 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
183
|
$2,000 | — | 31 Dec 2016 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q1 2017
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.