What does CUSIP 29268T409 represent in this 13F holders report?

CUSIP 29268T409 is the security identifier for EFOI - ENERGY FOCUS INC - COM used to aggregate holder disclosures.

How many institutions held EFOI - ENERGY FOCUS INC - COM in Q1 2023?

16 institutional investors reported EFOI - ENERGY FOCUS INC - COM for Q1 2023. Use the holders table for investor-level position and value details.

ENERGY FOCUS INC - COM (EFOI)

CUSIP: 29268T409

Q1 2023 13F Holders as of 31 Mar 2023

Security type / class: Equity / COM
Total 13F shares: 357,073
Total 13F value: $200,103
Share change: -3,175
SEC-reported price per share: $0.56
Number of holders: 16
Value change: +$5,570
Number of buys: 7
Number of sells: 6

Security key

29268T409

Report period

Q1 2023

Institutions

Top holders

EFOI full security history Ownership snapshot Full 13F holder table ENERGY FOCUS, INC/DE SEC filings ENERGY FOCUS, INC/DE company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of EFOI - ENERGY FOCUS INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Huang Chiao Chieh

Disclosed value leader

Gina Huang

Comparable rows

1/15

Latest evidence

30 Mar 2023

13D/G 3/4/5 13F Lead comparable stake: 32% 14 rows are not safely comparable across share classes. 13D/G row: Huang Chiao Chieh Showing 1-6 of 15 holder rows.

Quick read

Huang Chiao Chieh leads the comparable SEC ownership view at 32%.

1 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Huang Chiao Chieh's linked filing trail.

Comparable ownership Top 1

Huang Chiao Chieh 32%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Huang Chiao Chieh	13D/G 13D/G	32% Reported 13D/G · 17 Jan 2023	$4,596,778 1,998,599 shares	$0	17 Jan 2023
Gina Huang	3/4/5 Director, 10%+ Owner 3/4/5	— denominator unverified	$6,547,626 3,720,242 shares	—	30 Mar 2023
James Tu	3/4/5 Chairman and CEO, Director, 10%+ Owner 3/4/5	— denominator unverified	$439,738 249,851 shares	—	16 Aug 2021
Philip Politziner	3/4/5 Director 3/4/5	— denominator unverified	$55,264 31,400 shares	—	22 Jun 2022
Stephen Socolof	3/4/5 Chairman and Interim CEO, Director 3/4/5	— denominator unverified	$44,880 25,500 shares	—	22 Jun 2022
Jennifer Y. Cheng	3/4/5 Director 3/4/5	— denominator unverified	$38,720 22,000 shares	—	22 Jun 2022

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

357,073

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2023 vs Q1 2023 Across Filers

Q1 2023 holders

Holder diff

Investor	Q1 2023 Shares	Q1 2023 Shares	Share Diff	Share Chg %	Q1 2023 value	Q1 2023 value	Value change	Value Chg %