What does CUSIP 29268T409 represent in this 13F holders report?

CUSIP 29268T409 is the security identifier for EFOI - ENERGY FOCUS INC - COM used to aggregate holder disclosures.

How many institutions held EFOI - ENERGY FOCUS INC - COM in Q4 2021?

6 institutional investors reported EFOI - ENERGY FOCUS INC - COM for Q4 2021. Use the holders table for investor-level position and value details.

ENERGY FOCUS INC - COM (EFOI)

CUSIP: 29268T409

Q4 2021 13F Holders as of 31 Dec 2021

Security type / class: Equity / COM
Total 13F shares: 39,317
Total 13F value: $169,256
Share change: -79,029
SEC-reported price per share: $5.61
Number of holders: 6
Value change: -$243,559
Number of buys: 3
Number of sells: 3

Security key

29268T409

Report period

Q4 2021

Institutions

Top holders

EFOI full security history Ownership snapshot Full 13F holder table ENERGY FOCUS, INC/DE SEC filings ENERGY FOCUS, INC/DE company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of EFOI - ENERGY FOCUS INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

James Tu

Disclosed value leader

James Tu

Comparable rows

0/15

Latest evidence

30 Sep 2021

3/4/5 13F Highest disclosed value: $439,738 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

James Tu has the largest disclosed position value at $439.7K.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens James Tu's linked filing trail.

Disclosed position value Top 5

James Tu $439.7K

VANGUARD GROUP INC $388K

INTERNATIONAL ASSETS INVESTMENT M... $249K

GEODE CAPITAL MANAGEMENT, LLC $238K

MILLENNIUM MANAGEMENT LLC $147K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
James Tu	3/4/5 Chairman and CEO, Director, 10%+ Owner 3/4/5	— denominator unverified	$439,738 249,851 shares	—	16 Aug 2021
VANGUARD GROUP INC	13F Company 13F	— denominator unverified	$388,000 125,409 shares	—	30 Sep 2021
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$249,000 80,300 shares	—	30 Sep 2021
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$238,000 76,711 shares	—	30 Sep 2021
MILLENNIUM MANAGEMENT LLC	13F Company 13F	— denominator unverified	$147,000 47,319 shares	—	30 Sep 2021
CITADEL ADVISORS LLC	13F Company 13F	— denominator unverified	$99,000 31,930 shares	—	30 Sep 2021

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

39,317

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2021 vs Q3 2021 Across Filers

Q3 2021 holders

Q4 2021 holders

Holder diff

-6

Investor	Q3 2021 Shares	Q4 2021 Shares	Share Diff	Share Chg %	Q3 2021 value	Q4 2021 value	Value change	Value Chg %