ENERGY FOCUS INC - COM (EFOI)

CUSIP: 29268T409

Q3 2020 13F Holders as of 30 Sep 2020

Share change
+19,493
SEC-reported price per share
$6.87
Number of holders
13
Value change
+$133,483
Number of buys
4
Number of sells
8

Security key

29268T409

Report period

Q3 2020

Institutions

13

Top holders

10

Ownership snapshot

Top reported holders of EFOI - ENERGY FOCUS INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Worth Venture Partners, LLC
Disclosed value leader
Worth Venture Partners, LLC
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F Highest disclosed value: $530,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Worth Venture Partners, LLC has the largest disclosed position value at $530K.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Worth Venture Partners, LLC's linked filing trail.
Disclosed position value Top 5
Worth Venture Partners, LLC $530K
RENAISSANCE TECHNOLOGIES LLC $404K
WealthTrust Axiom LLC $315K
BlackRock Finance, Inc. $225K
Advisory Services Network, LLC $195K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Worth Venture Partners, LLC
13F
Company
13F
—
denominator unverified
$530,000
76,500 shares
— 30 Jun 2020
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
—
denominator unverified
$404,000
58,379 shares
— 30 Jun 2020
WealthTrust Axiom LLC
13F
Company
13F
—
denominator unverified
$315,000
45,616 shares
— 30 Jun 2020
BlackRock Finance, Inc.
13F
Company
13F
—
denominator unverified
$225,000
32,424 shares
— 30 Jun 2020
Advisory Services Network, LLC
13F
Company
13F
—
denominator unverified
$195,000
28,212 shares
— 30 Jun 2020
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$89,000
12,891 shares
— 30 Jun 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
13
Shares
311,341
Rows available
13
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders
15
Q3 2020 holders
13
Holder diff
-2
Investor Q2 2020 Shares Q3 2020 Shares Share Diff Share Chg % Q2 2020 value Q3 2020 value Value change Value Chg %
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