ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 4,809,395
- Share change
- +584,960
- Total reported value
- $38,715,674
- Price per share
- $8.05
- Number of holders
- 47
- Value change
- +$4,675,487
- Number of buys
- 19
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
5.2%
|
704,251
|
$6,056,559 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
4.1%
|
553,658
|
$4,761,458 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
3.3%
|
449,536
|
$3,866,011 | — | 30 Jun 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
2%
|
272,341
|
$2,342,249 | — | 30 Jun 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.8%
|
247,145
|
$2,125,447 | — | 30 Jun 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.4%
|
184,999
|
$1,590,991 | — | 30 Jun 2023 | |
| WNY Asset Management, LLC |
13F
|
Company |
1.3%
|
176,264
|
$1,515,871 | — | 30 Jun 2023 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
1.2%
|
167,522
|
$1,440,687 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
1.2%
|
159,839
|
$1,374,615 | — | 30 Jun 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.89%
|
120,019
|
$1,032,163 | — | 30 Jun 2023 | |
| FourThought Financial Partners, LLC |
13F
|
Company |
0.78%
|
105,446
|
$906,838 | — | 30 Jun 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.77%
|
103,951
|
$893,979 | — | 30 Jun 2023 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.72%
|
97,076
|
$834,854 | — | 30 Jun 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.54%
|
72,816
|
$626,221 | — | 30 Jun 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.5%
|
68,027
|
$585,033 | — | 30 Jun 2023 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.49%
|
66,516
|
$572,038 | — | 30 Jun 2023 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.47%
|
63,773
|
$548,447 | — | 30 Jun 2023 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.43%
|
58,068
|
$499,384 | — | 30 Jun 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.39%
|
52,272
|
$449,539 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.32%
|
43,801
|
$376,689 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.29%
|
39,216
|
$337,000 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.25%
|
34,136
|
$293,570 | — | 30 Jun 2023 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.24%
|
32,006
|
$275,252 | — | 30 Jun 2023 | |
| OAK HARBOR WEALTH PARTNERS, LLC |
13F
|
Company |
0.23%
|
31,735
|
$272,921 | — | 30 Jun 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.22%
|
29,595
|
$255,000 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.2%
|
27,485
|
$236,000 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.18%
|
23,757
|
$204,310 | — | 30 Jun 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.16%
|
22,059
|
$189,708 | — | 30 Jun 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.16%
|
21,473
|
$184,667 | — | 30 Jun 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.16%
|
21,283
|
$178,000 | — | 30 Jun 2023 | |
| Ruggaard & Associates LLC |
13F
|
Company |
0.14%
|
18,772
|
$161,439 | — | 30 Jun 2023 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.1%
|
14,015
|
$121,000 | — | 30 Jun 2023 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.1%
|
13,996
|
$120,366 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
12,596
|
$108,326 | — | 30 Jun 2023 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
12,220
|
$105,092 | — | 30 Jun 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.09%
|
12,000
|
$103,200 | — | 30 Jun 2023 | |
| Perigon Wealth Management, LLC |
13F
|
Company |
0.09%
|
11,895
|
$102,297 | — | 30 Jun 2023 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.08%
|
11,100
|
$95,460 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
10,149
|
$87,281 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.07%
|
9,658
|
$83,059 | — | 30 Jun 2023 | |
| Anthonie C. Vanekris |
3/4/5
|
Director |
—
class O/S missing
|
5,309
|
$42,327 | — | 28 Mar 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
2,145
|
$18,447 | — | 30 Jun 2023 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0.01%
|
1,596
|
$13,727 | — | 30 Jun 2023 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
508
|
$4,000 | — | 30 Jun 2023 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
438
|
$4,000 | — | 30 Jun 2023 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0%
|
372
|
$3,199 | — | 30 Jun 2023 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
86
|
$740 | — | 30 Jun 2023 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0%
|
50
|
$430 | — | 30 Jun 2023 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
2
|
$18 | — | 30 Jun 2023 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q3 2023
As of 30 Sep 2023,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
47 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,809,395 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Saba Capital Management, L.P., MORGAN STANLEY, WEALTH ENHANCEMENT ADVISORY SERVICES, LLC, Advisors Asset Management, Inc., AMERIPRISE FINANCIAL INC, GUGGENHEIM CAPITAL LLC, Invesco Ltd., WNY Asset Management, LLC, and Aviance Capital Partners, LLC.
This page lists
47
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
48
Q3 2023 holders
47
Holder diff
-1
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.