ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)

Q: What does CUSIP 289074106 represent in this 13F holders report?

CUSIP 289074106 is the security identifier for ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in Q2 2023?

48 institutional investors reported ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest for Q2 2023. Use the holders table for investor-level position and value details.

CUSIP: 289074106

Q2 2023 13F Holders as of 30 Jun 2023

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 13,520,057
Total 13F shares: 4,181,663
Share change: +320,789
Total reported value: $35,957,582
Price per share: $8.60
Number of holders: 48
Value change: +$2,947,406
Number of buys: 24
Number of sells: 19

Quarterly Holders Quick Answers

What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q3 2023
Previous quarter: Q1 2023

Recent filing periods for CUSIP 289074106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Saba Capital Management, L.P.	13F	Company	5.3%	717,677	$5,820,360	—	31 Mar 2023	13F
MORGAN STANLEY	13F	Company	2.8%	373,833	$3,031,790	—	31 Mar 2023	13F
WELLS FARGO & COMPANY/MN	13F	Company	2.6%	350,756	$2,844,637	—	31 Mar 2023	13F
AMERIPRISE FINANCIAL INC	13F	Company	1.8%	244,308	$1,981,353	—	31 Mar 2023	13F
FOUNDATIONS INVESTMENT ADVISORS, LLC	13F	Company	1.7%	227,433	$1,844,479	—	31 Mar 2023	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1.6%	213,025	$1,727,633	—	31 Mar 2023	13F
WNY Asset Management, LLC	13F	Company	1.3%	177,418	$1,438,861	—	31 Mar 2023	13F
Aviance Capital Partners, LLC	13F	Company	1.3%	175,944	$1,426,909	—	31 Mar 2023	13F
Invesco Ltd.	13F	Company	1.1%	144,150	$1,169,057	—	31 Mar 2023	13F
Baird Financial Group, Inc.	13F	Company	0.87%	117,151	$950,095	—	31 Mar 2023	13F
AQR Arbitrage LLC	13F	Company	0.61%	82,822	$671,686	—	31 Mar 2023	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.56%	75,753	$614,357	—	31 Mar 2023	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.54%	72,971	$591,797	—	31 Mar 2023	13F
Bulldog Investors, LLP	13F	Company	0.53%	71,885	$582,987	—	31 Mar 2023	13F
NewEdge Advisors, LLC	13F	Company	0.53%	71,751	$574,006	—	31 Mar 2023	13F
Institute for Wealth Management, LLC.	13F	Company	0.47%	63,848	$517,806	—	31 Mar 2023	13F
9258 Wealth Management, LLC	13F	Company	0.46%	61,716	$500,513	—	31 Mar 2023	13F
Advisors Asset Management, Inc.	13F	Company	0.36%	48,498	$393,319	—	31 Mar 2023	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.34%	45,659	$370,294	—	31 Mar 2023	13F
Old Port Advisors	13F	Company	0.32%	42,772	$350,299	—	31 Mar 2023	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.32%	43,176	$350,157	—	31 Mar 2023	13F
ROYAL BANK OF CANADA	13F	Company	0.29%	39,216	$318,000	—	31 Mar 2023	13F
Shaker Financial Services, LLC	13F	Company	0.27%	36,782	$298,303	—	31 Mar 2023	13F
UBS Group AG	13F	Company	0.26%	35,012	$283,947	—	31 Mar 2023	13F
CAPTRUST FINANCIAL ADVISORS	13F	Company	0.25%	33,145	$268,806	—	31 Mar 2023	13F
Relative Value Partners Group, LLC	13F	Company	0.24%	32,006	$259,569	—	31 Mar 2023	13F
OAK HARBOR WEALTH PARTNERS, LLC	13F	Company	0.23%	31,735	$257,371	—	31 Mar 2023	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.2%	27,392	$222,000	—	31 Mar 2023	13F
Logan Stone Capital, LLC	13F	Company	0.2%	26,877	$217,972	—	31 Mar 2023	13F
OSAIC HOLDINGS, INC.	13F	Company	0.17%	23,483	$190,451	—	31 Mar 2023	13F
Private Advisor Group, LLC	13F	Company	0.16%	21,473	$174,146	—	31 Mar 2023	13F
Ruggaard & Associates LLC	13F	Company	0.14%	18,772	$152,241	—	31 Mar 2023	13F
Walleye Capital LLC	13F	Company	0.13%	17,047	$138,251	—	31 Mar 2023	13F
HighTower Advisors, LLC	13F	Company	0.13%	16,931	$124,000	—	31 Mar 2023	13F
ALTFEST L J & CO INC	13F	Company	0.1%	13,897	$113,000	—	31 Mar 2023	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.1%	12,893	$104,562	—	31 Mar 2023	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.09%	12,000	$97,320	—	31 Mar 2023	13F
Perigon Wealth Management, LLC	13F	Company	0.09%	11,895	$96,468	—	31 Mar 2023	13F
JPMORGAN CHASE & CO	13F	Company	0.09%	11,564	$94,000	—	31 Mar 2023	13F
STIFEL FINANCIAL CORP	13F	Company	0.09%	11,496	$93,233	—	31 Mar 2023	13F
MERIDIAN INVESTMENT COUNSEL INC.	13F	Company	0.08%	11,100	$90,021	—	31 Mar 2023	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.08%	10,657	$86,428	—	31 Mar 2023	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.08%	10,613	$86,000	—	31 Mar 2023	13F
LPL Financial LLC	13F	Company	0.08%	10,542	$85,496	—	31 Mar 2023	13F
Anthonie C. Vanekris	3/4/5	Director	— class O/S missing	5,309	$42,327	—	28 Mar 2023	3/4/5
Avior Wealth Management, LLC	13F	Company	0.01%	1,571	$12,746	—	31 Mar 2023	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.01%	1,328	$10,770	—	31 Mar 2023	13F
Baldrige Asset Management LLC	13F	Company	0.01%	949	$8,000	—	31 Mar 2023	13F
BENJAMIN F. EDWARDS & COMPANY, INC.	13F	Company	0%	508	$4,000	—	31 Mar 2023	13F
GPS Wealth Strategies Group, LLC	13F	Company	0%	372	$3,017	—	31 Mar 2023	13F

Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q2 2023

As of 30 Jun 2023, ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by 48 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,181,663 shares. The largest 10 holders included Saba Capital Management, L.P., WELLS FARGO & COMPANY/MN, MORGAN STANLEY, AMERIPRISE FINANCIAL INC, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., WNY Asset Management, LLC, Aviance Capital Partners, LLC, Invesco Ltd., and Baird Financial Group, Inc.. This page lists 48 institutional shareholders reporting positions in this security for the Q2 2023 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2023 vs Q1 2023 Across Filers

Q1 2023 holders

Q2 2023 holders

Holder diff

-5

Investor	Q1 2023 Shares	Q2 2023 Shares	Share Diff	Share Chg %	Q1 2023 Value $	Q2 2023 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.