ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 5,075,302
- Share change
- +73,150
- Total reported value
- $41,003,090
- Price per share
- $8.08
- Number of holders
- 54
- Value change
- +$591,372
- Number of buys
- 22
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
6.9%
|
927,427
|
$7,465,791 | — | 30 Sep 2023 | |
| Saba Capital Management, L.P. |
13F
|
Company |
4.7%
|
628,984
|
$5,063,321 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
2.7%
|
364,737
|
$2,936,141 | — | 30 Sep 2023 | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
13F
|
Company |
2.4%
|
318,489
|
$2,563,833 | — | 30 Sep 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.1%
|
286,184
|
$2,303,781 | — | 30 Sep 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
2%
|
276,003
|
$2,222,246 | — | 30 Sep 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.9%
|
254,268
|
$2,046,858 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
177,967
|
$1,432,634 | — | 30 Sep 2023 | |
| WNY Asset Management, LLC |
13F
|
Company |
1.3%
|
173,528
|
$1,396,900 | — | 30 Sep 2023 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
1.1%
|
145,402
|
$1,170,486 | — | 30 Sep 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.91%
|
122,831
|
$988,790 | — | 30 Sep 2023 | |
| FourThought Financial Partners, LLC |
13F
|
Company |
0.85%
|
114,846
|
$924,512 | — | 30 Sep 2023 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.58%
|
78,635
|
$633,012 | — | 30 Sep 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.57%
|
76,401
|
$615,028 | — | 30 Sep 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.55%
|
74,945
|
$603,310 | — | 30 Sep 2023 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.52%
|
70,141
|
$564,635 | — | 30 Sep 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.47%
|
64,084
|
$515,876 | — | 30 Sep 2023 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.46%
|
62,721
|
$504,903 | — | 30 Sep 2023 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.41%
|
54,851
|
$441,552 | — | 30 Sep 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.39%
|
52,262
|
$420,709 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.31%
|
41,398
|
$333,256 | — | 30 Sep 2023 | |
| ADVISOR PARTNERS II, LLC |
13F
|
Company |
0.3%
|
40,859
|
$328,915 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.3%
|
40,785
|
$328,319 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.29%
|
39,216
|
$316,000 | — | 30 Sep 2023 | |
| Old Port Advisors |
13F
|
Company |
0.28%
|
37,780
|
$304,126 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.24%
|
32,992
|
$265,586 | — | 30 Sep 2023 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.24%
|
32,006
|
$257,648 | — | 30 Sep 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.23%
|
30,994
|
$249,000 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.18%
|
24,109
|
$194,000 | — | 30 Sep 2023 | |
| OAK HARBOR WEALTH PARTNERS, LLC |
13F
|
Company |
0.17%
|
22,849
|
$183,934 | — | 30 Sep 2023 | |
| Mariner, LLC |
13F
|
Company |
0.17%
|
22,413
|
$180,425 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.16%
|
21,473
|
$172,858 | — | 30 Sep 2023 | |
| Ruggaard & Associates LLC |
13F
|
Company |
0.14%
|
18,772
|
$151,115 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
15,055
|
$121,193 | — | 30 Sep 2023 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.1%
|
14,052
|
$113,000 | — | 30 Sep 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.09%
|
12,000
|
$96,600 | — | 30 Sep 2023 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.08%
|
11,100
|
$89,355 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
10,600
|
$85,330 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.04%
|
5,700
|
$45,885 | — | 30 Sep 2023 | |
| Anthonie C. Vanekris |
3/4/5
|
Director |
—
class O/S missing
|
5,309
|
$42,327 | — | 28 Mar 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
3,908
|
$31,457 | — | 30 Sep 2023 | |
| COMERICA BANK |
13F
|
Company |
0.03%
|
3,422
|
$27,548 | — | 30 Sep 2023 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0.01%
|
1,621
|
$13,052 | — | 30 Sep 2023 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,076
|
$8,662 | — | 30 Sep 2023 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0%
|
372
|
$2,995 | — | 30 Sep 2023 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
86
|
$692 | — | 30 Sep 2023 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0%
|
50
|
$402 | — | 30 Sep 2023 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
2
|
$17 | — | 30 Sep 2023 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q4 2023
As of 31 Dec 2023,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
54 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,075,302 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Saba Capital Management, L.P., AMERIPRISE FINANCIAL INC, WEALTH ENHANCEMENT ADVISORY SERVICES, LLC, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, WNY Asset Management, LLC, Cornerstone Advisors, LLC, and Invesco Ltd..
This page lists
54
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
47
Q4 2023 holders
54
Holder diff
7
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.