ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 4,245,603
- Share change
- -254,107
- Total reported value
- $38,866,000
- Price per share
- $9.16
- Number of holders
- 32
- Value change
- -$2,139,725
- Number of buys
- 11
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8.3%
|
1,122,331
|
$9,686,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
6.2%
|
836,561
|
$7,219,000 | — | 31 Mar 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.4%
|
322,005
|
$2,779,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.1%
|
286,307
|
$2,471,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.1%
|
279,888
|
$2,415,000 | — | 31 Mar 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.8%
|
248,775
|
$2,147,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.5%
|
200,575
|
$1,731,000 | — | 31 Mar 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.97%
|
130,969
|
$1,130,000 | — | 31 Mar 2017 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.69%
|
93,805
|
$810,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.69%
|
93,123
|
$804,000 | — | 31 Mar 2017 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.63%
|
85,753
|
$710,000 | — | 31 Mar 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.61%
|
81,843
|
$706,000 | — | 31 Mar 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.58%
|
77,933
|
$673,000 | — | 31 Mar 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.57%
|
77,045
|
$665,000 | — | 31 Mar 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.43%
|
57,845
|
$499,000 | — | 31 Mar 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.4%
|
54,656
|
$471,000 | — | 31 Mar 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.38%
|
50,816
|
$439,000 | — | 31 Mar 2017 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.36%
|
48,935
|
$422,000 | — | 31 Mar 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.35%
|
47,524
|
$410,000 | — | 31 Mar 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.3%
|
40,748
|
$351,000 | — | 31 Mar 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
0.19%
|
25,713
|
$222,000 | — | 31 Mar 2017 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.19%
|
25,157
|
$217,000 | — | 31 Mar 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.18%
|
24,900
|
$215,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.17%
|
23,096
|
$199,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
17,075
|
$147,000 | — | 31 Mar 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.11%
|
15,447
|
$133,000 | — | 31 Mar 2017 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.1%
|
13,419
|
$119,000 | — | 31 Mar 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.07%
|
10,104
|
$87,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
6,639
|
$58,000 | — | 31 Mar 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
5,000
|
$44,000 | — | 31 Mar 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
3,675
|
$32,000 | — | 31 Mar 2017 | |
| Royal Fund Management, LLC |
13F
|
Company |
0.01%
|
1,351
|
$11,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,318
|
$11,000 | — | 31 Mar 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,221
|
$11,000 | — | 31 Mar 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
1,154
|
$10,000 | — | 31 Mar 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
863
|
$7,000 | — | 31 Mar 2017 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q2 2017
As of 30 Jun 2017,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,245,603 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Raymond James Financial Services Advisors, Inc., RAYMOND JAMES & ASSOCIATES, AMERIPRISE FINANCIAL INC, MML INVESTORS SERVICES, LLC, and ALTFEST L J & CO INC.
This page lists
32
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
36
Q2 2017 holders
32
Holder diff
-4
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.