ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF)

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class: Equity / Common Shares, $0.01 par value
Shares outstanding: 13.7M
Number of holders: 32
Total 13F shares, excl. options: 4.4M
Shares change: +153K
Total reported value, excl. options: $40.7M
Value change: +$1.41M
Number of buys: 14
Number of sells: -14
Price: $9.26

Significant Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF) as of Q3 2017

34 filings reported holding ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value as of Q3 2017.
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF) has 32 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 4.4M shares of 13.7M outstanding shares and own 32.16% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1.08M shares), UBS Group AG (832K shares), Advisors Asset Management, Inc. (492K shares), GUGGENHEIM CAPITAL LLC (322K shares), WELLS FARGO & COMPANY/MN (306K shares), RAYMOND JAMES & ASSOCIATES (236K shares), Raymond James Financial Services Advisors, Inc. (227K shares), AMERIPRISE FINANCIAL INC (158K shares), ALTFEST L J & CO INC (94.2K shares), and MML INVESTORS SERVICES, LLC (92.6K shares).
This table shows the top 32 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.

Investor	Option	Weight %	Change %	Value $	* Price $	Shares	Share Change	Activity	Report Period

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.