ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 4,398,189
- Share change
- +152,586
- Total reported value
- $40,730,000
- Price per share
- $9.26
- Number of holders
- 32
- Value change
- +$1,412,975
- Number of buys
- 14
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8.1%
|
1,090,154
|
$9,986,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
6.2%
|
844,498
|
$7,736,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.8%
|
384,235
|
$3,504,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.3%
|
305,872
|
$2,802,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2%
|
273,388
|
$2,493,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.8%
|
243,616
|
$2,232,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.6%
|
221,711
|
$2,031,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.92%
|
123,964
|
$1,136,000 | — | 30 Jun 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.77%
|
104,554
|
$958,000 | — | 30 Jun 2017 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.7%
|
94,706
|
$868,000 | — | 30 Jun 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.69%
|
93,414
|
$856,000 | — | 30 Jun 2017 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.64%
|
85,916
|
$785,000 | — | 30 Jun 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.59%
|
80,143
|
$731,000 | — | 30 Jun 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.57%
|
77,045
|
$704,000 | — | 30 Jun 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.4%
|
54,009
|
$500,000 | — | 30 Jun 2017 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.31%
|
42,298
|
$387,000 | — | 30 Jun 2017 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.19%
|
25,157
|
$230,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.12%
|
16,606
|
$152,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.11%
|
15,447
|
$140,000 | — | 30 Jun 2017 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.1%
|
13,520
|
$127,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.09%
|
12,550
|
$115,000 | — | 30 Jun 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.08%
|
10,472
|
$96,000 | — | 30 Jun 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.07%
|
10,052
|
$92,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
6,639
|
$61,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
5,000
|
$46,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
3,591
|
$33,000 | — | 30 Jun 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
2,898
|
$27,000 | — | 30 Jun 2017 | |
| Royal Fund Management, LLC |
13F
|
Company |
0.01%
|
1,351
|
$12,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,318
|
$12,000 | — | 30 Jun 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
1,154
|
$11,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2017 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q3 2017
As of 30 Sep 2017,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,398,189 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, Raymond James Financial Services Advisors, Inc., AMERIPRISE FINANCIAL INC, ALTFEST L J & CO INC, and MML INVESTORS SERVICES, LLC.
This page lists
32
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
32
Q3 2017 holders
32
Holder diff
0
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.