ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)

Q: What does CUSIP 289074106 represent in this 13F holders report?

CUSIP 289074106 is the security identifier for ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in Q1 2017?

36 institutional investors reported ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest for Q1 2017. Use the holders table for investor-level position and value details.

CUSIP: 289074106

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 13,520,057
Total 13F shares: 4,413,569
Share change: +141,788
Total reported value: $38,061,000
Price per share: $8.63
Number of holders: 36
Value change: +$1,236,260
Number of buys: 17
Number of sells: 10

Quarterly Holders Quick Answers

What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q2 2017
Previous quarter: Q4 2016

Recent filing periods for CUSIP 289074106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	8.5%	1,150,427	$9,514,000	—	31 Dec 2016	13F
UBS Group AG	13F	Company	6%	810,250	$6,701,000	—	31 Dec 2016	13F
Advisors Asset Management, Inc.	13F	Company	2.5%	343,601	$2,838,000	—	31 Dec 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1.9%	263,394	$2,176,000	—	31 Dec 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	1.8%	238,221	$1,970,000	—	31 Dec 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.7%	231,827	$1,917,000	—	31 Dec 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	1.2%	165,212	$1,366,000	—	31 Dec 2016	13F
MSI Financial Services Inc	13F	Company	1.1%	146,232	$1,209,000	—	31 Dec 2016	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	0.75%	101,452	$839,000	—	31 Dec 2016	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.73%	98,555	$815,000	—	31 Dec 2016	13F
ALTFEST L J & CO INC	13F	Company	0.69%	93,589	$774,000	—	31 Dec 2016	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.68%	91,445	$756,000	—	31 Dec 2016	13F
Concert Wealth Management Inc.	13F	Company	0.63%	85,753	$710,000	—	31 Dec 2016	13F
Saba Capital Management, L.P.	13F	Company	0.61%	81,843	$676,000	—	31 Dec 2016	13F
Bulldog Investors, LLP	13F	Company	0.57%	77,045	$637,000	—	31 Dec 2016	13F
Aviance Capital Partners, LLC	13F	Company	0.49%	65,973	$546,000	—	31 Dec 2016	13F
HighTower Advisors, LLC	13F	Company	0.41%	55,272	$459,000	—	31 Dec 2016	13F
Relative Value Partners Group, LLC	13F	Company	0.36%	48,935	$405,000	—	31 Dec 2016	13F
Invesco Ltd.	13F	Company	0.2%	27,564	$228,000	—	31 Dec 2016	13F
MERIDIAN INVESTMENT COUNSEL INC.	13F	Company	0.19%	25,157	$208,000	—	31 Dec 2016	13F
Intrinsic Edge Capital Management LLC	13F	Company	0.16%	21,092	$174,000	—	31 Dec 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.11%	15,447	$127,000	—	31 Dec 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.1%	13,386	$111,000	—	31 Dec 2016	13F
CORNERSTONE ADVISORS INC	13F	Company	0.08%	10,842	$90,000	—	31 Dec 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.05%	6,639	$55,000	—	31 Dec 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.04%	5,000	$42,000	—	31 Dec 2016	13F
Parallel Advisors, LLC	13F	Company	0.03%	4,489	$37,000	—	31 Dec 2016	13F
IFP Advisors, Inc	13F	Company	0.03%	4,023	$33,000	—	31 Dec 2016	13F
Royal Fund Management, LLC	13F	Company	0.01%	1,351	$11,000	—	31 Dec 2016	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.01%	1,221	$11,000	—	31 Dec 2016	13F
North Star Investment Management Corp.	13F	Company	0.01%	1,154	$10,000	—	31 Dec 2016	13F
Steward Partners Investment Advisory, LLC	13F	Company	0.01%	852	$7,000	—	31 Dec 2016	13F

Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q1 2017

As of 31 Mar 2017, ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by 36 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,413,569 shares. The largest 10 holders included MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., RAYMOND JAMES & ASSOCIATES, MML INVESTORS SERVICES, LLC, ALTFEST L J & CO INC, and AMERIPRISE FINANCIAL INC. This page lists 36 institutional shareholders reporting positions in this security for the Q1 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders

Q1 2017 holders

Holder diff

Investor	Q4 2016 Shares	Q1 2017 Shares	Share Diff	Share Chg %	Q4 2016 Value $	Q1 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.