Q4 2016 13F Holders as of 31 Dec 2016
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Type / Class
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Equity / Common Shares, $0.01 par value
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Shares outstanding
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13.7M
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Number of holders
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32
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Total 13F shares, excl. options
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4.29M
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Shares change
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-113K
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Total reported value, excl. options
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$35.5M
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Value change
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-$908K
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Number of buys
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16
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Number of sells
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-15
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Price
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$8.27
Significant Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF) as of Q4 2016
38 filings reported holding ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value as of Q4 2016.
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF) has 32 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.29M shares
of 13.7M outstanding shares and own 31.35% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1.15M shares), UBS Group AG (810K shares), Advisors Asset Management, Inc. (344K shares), GUGGENHEIM CAPITAL LLC (263K shares), Raymond James Financial Services Advisors, Inc. (238K shares), WELLS FARGO & COMPANY/MN (232K shares), RAYMOND JAMES & ASSOCIATES (165K shares), MSI Financial Services Inc (146K shares), SIT INVESTMENT ASSOCIATES INC (101K shares), and AMERIPRISE FINANCIAL INC (98.6K shares).
This table shows the top 32 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.