ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 4,287,044
- Share change
- -112,704
- Total reported value
- $35,450,000
- Price per share
- $8.27
- Number of holders
- 32
- Value change
- -$908,188
- Number of buys
- 16
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8.4%
|
1,135,934
|
$9,303,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
6.1%
|
819,854
|
$6,715,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.5%
|
332,908
|
$2,727,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2%
|
268,724
|
$2,200,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.9%
|
253,238
|
$2,074,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.6%
|
220,632
|
$1,807,000 | — | 30 Sep 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.1%
|
145,905
|
$1,195,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
1.1%
|
142,749
|
$1,169,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.86%
|
116,239
|
$952,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.84%
|
114,092
|
$934,000 | — | 30 Sep 2016 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.69%
|
93,098
|
$762,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.66%
|
89,369
|
$732,000 | — | 30 Sep 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.62%
|
83,897
|
$687,000 | — | 30 Sep 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.62%
|
83,699
|
$685,000 | — | 30 Sep 2016 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.61%
|
81,843
|
$670,000 | — | 30 Sep 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.42%
|
57,322
|
$470,000 | — | 30 Sep 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.42%
|
56,555
|
$463,000 | — | 30 Sep 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.36%
|
48,935
|
$401,000 | — | 30 Sep 2016 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.25%
|
34,123
|
$279,000 | — | 30 Sep 2016 | |
| Coe Capital Management, LLC |
13F
|
Company |
0.24%
|
32,665
|
$261,973 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.22%
|
29,875
|
$245,000 | — | 30 Sep 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.21%
|
27,819
|
$228,000 | — | 30 Sep 2016 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.19%
|
25,157
|
$206,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.17%
|
22,823
|
$186,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.13%
|
18,151
|
$149,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
15,304
|
$126,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
13,337
|
$109,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.04%
|
5,576
|
$46,000 | — | 30 Sep 2016 | |
| JNBA Financial Advisors |
13F
|
Company |
0.01%
|
760
|
$6,000 | — | 30 Sep 2016 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
760
|
$6,000 | — | 30 Sep 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
621
|
$6,000 | — | 30 Sep 2016 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q4 2016
As of 31 Dec 2016,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,287,044 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, MSI Financial Services Inc, SIT INVESTMENT ASSOCIATES INC, and AMERIPRISE FINANCIAL INC.
This page lists
32
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
31
Q4 2016 holders
32
Holder diff
1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.