ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 4,371,964
- Share change
- -382,606
- Total reported value
- $35,799,973
- Price per share
- $8.19
- Number of holders
- 31
- Value change
- -$3,065,448
- Number of buys
- 16
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8.4%
|
1,131,719
|
$8,916,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
5.7%
|
765,105
|
$6,028,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.7%
|
365,197
|
$2,867,000 | — | 30 Jun 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
2.2%
|
292,010
|
$2,301,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2%
|
269,182
|
$2,113,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.9%
|
250,653
|
$1,975,000 | — | 30 Jun 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
1.6%
|
210,057
|
$1,655,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
202,620
|
$1,596,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
1%
|
141,915
|
$1,118,000 | — | 30 Jun 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.84%
|
113,080
|
$891,000 | — | 30 Jun 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.81%
|
109,957
|
$866,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.76%
|
102,308
|
$806,000 | — | 30 Jun 2016 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.69%
|
92,879
|
$732,000 | — | 30 Jun 2016 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.68%
|
91,857
|
$721,000 | — | 30 Jun 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.62%
|
83,699
|
$660,000 | — | 30 Jun 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.41%
|
55,599
|
$442,000 | — | 30 Jun 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.41%
|
55,133
|
$434,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.39%
|
53,342
|
$419,000 | — | 30 Jun 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.38%
|
51,935
|
$409,000 | — | 30 Jun 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.36%
|
48,848
|
$385,000 | — | 30 Jun 2016 | |
| SENTINEL TRUST CO LBA |
13F
|
Company |
0.35%
|
47,100
|
$371,000 | — | 30 Jun 2016 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.26%
|
35,123
|
$277,000 | — | 30 Jun 2016 | |
| Coe Capital Management, LLC |
13F
|
Company |
0.24%
|
32,665
|
$257,345 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.23%
|
30,700
|
$242,000 | — | 30 Jun 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.2%
|
26,785
|
$212,000 | — | 30 Jun 2016 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.19%
|
25,157
|
$198,000 | — | 30 Jun 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.14%
|
19,557
|
$154,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
13,389
|
$105,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
13,337
|
$105,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.04%
|
5,567
|
$44,000 | — | 30 Jun 2016 | |
| FineMark National Bank & Trust |
13F
|
Company |
0.03%
|
4,700
|
$37,000 | — | 30 Jun 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
621
|
$5,000 | — | 30 Jun 2016 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q3 2016
As of 30 Sep 2016,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,371,964 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, SIT INVESTMENT ASSOCIATES INC, MSI Financial Services Inc, RAYMOND JAMES & ASSOCIATES, and Shaker Financial Services, LLC.
This page lists
31
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
33
Q3 2016 holders
31
Holder diff
-2
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.