Q4 2014 13F Holders as of 31 Dec 2014
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Type / Class
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Equity / Common Shares, $0.01 par value
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Shares outstanding
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13,674,695
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Number of holders
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40
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Total 13F shares, excl. options
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4,879,000
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Shares change
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+26,468
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Total reported value, excl. options
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$42,491,273
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Value change
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+$230,514
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Number of buys
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18
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Number of sells
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-11
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Price
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$8.71
Significant Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF) as of Q4 2014
42 filings reported holding ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value as of Q4 2014.
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF) has 40 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4,879,000 shares
of 13,674,695 outstanding shares and own 36% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (757,977 shares), UBS Group AG (730,155 shares), Advisors Asset Management, Inc. (486,776 shares), MORGAN STANLEY (418,823 shares), 1607 Capital Partners, LLC (307,637 shares), Relative Value Partners, LLC (270,673 shares), GUGGENHEIM CAPITAL LLC (255,687 shares), GEODE CAPITAL MANAGEMENT, LLC (223,814 shares), Bulldog Investors, LLC (148,608 shares), and MetLife Securities, Inc (144,537 shares).
This table shows the top 40 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.