ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)

Q: What does CUSIP 289074106 represent in this 13F holders report?

CUSIP 289074106 is the security identifier for ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in Q1 2015?

30 institutional investors reported ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest for Q1 2015. Use the holders table for investor-level position and value details.

CUSIP: 289074106

Q1 2015 13F Holders as of 31 Mar 2015

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 13,520,057
Total 13F shares: 4,398,877
Share change: -436,896
Total reported value: $38,499,954
Price per share: $8.76
Number of holders: 30
Value change: -$3,810,975
Number of buys: 7
Number of sells: 26

Quarterly Holders Quick Answers

What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2015
Previous quarter: Q4 2014

Recent filing periods for CUSIP 289074106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
WELLS FARGO & COMPANY/MN	13F	Company	5.6%	757,977	$6,602,000	—	31 Dec 2014	13F
UBS Group AG	13F	Company	5.4%	730,155	$6,360,000	—	31 Dec 2014	13F
Advisors Asset Management, Inc.	13F	Company	3.6%	486,776	$4,240,000	—	31 Dec 2014	13F
MORGAN STANLEY	13F	Company	3.1%	418,823	$3,648,000	—	31 Dec 2014	13F
1607 Capital Partners, LLC	13F	Company	2.3%	307,637	$2,680,000	—	31 Dec 2014	13F
Relative Value Partners, LLC	13F	Company	2%	270,673	$2,358,000	—	31 Dec 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1.9%	255,687	$2,227,000	—	31 Dec 2014	13F
Bulldog Investors, LLP	13F	Company	1.1%	148,608	$1,294,000	—	31 Dec 2014	13F
MSI Financial Services Inc	13F	Company	1.1%	144,537	$1,259,000	—	31 Dec 2014	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.86%	115,823	$1,009,000	—	31 Dec 2014	13F
DOLIVER ADVISORS, LP	13F	Company	0.83%	111,565	$971,000	—	31 Dec 2014	13F
Gramercy Funds Management LLC	13F	Company	0.81%	109,957	$958,000	—	31 Dec 2014	13F
ALTFEST L J & CO INC	13F	Company	0.7%	94,565	$823,663	—	31 Dec 2014	13F
Concert Wealth Management Inc.	13F	Company	0.55%	74,639	$648,000	—	31 Dec 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.54%	72,515	$632,000	—	31 Dec 2014	13F
Shaker Financial Services, LLC	13F	Company	0.49%	66,318	$578,000	—	31 Dec 2014	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.48%	65,410	$569,000	—	31 Dec 2014	13F
HighTower Advisors, LLC	13F	Company	0.43%	58,700	$511,000	—	31 Dec 2014	13F
CITIGROUP INC	13F	Company	0.32%	43,223	$376,000	—	31 Dec 2014	13F
Dalton Investments, Inc.	13F	Company	0.32%	43,126	$376,000	—	31 Dec 2014	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.3%	40,343	$351,000	—	31 Dec 2014	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	0.25%	34,117	$298,000	—	31 Dec 2014	13F
Coe Capital Management, LLC	13F	Company	0.25%	34,013	$296,253	—	31 Dec 2014	13F
MARINER INVESTMENT GROUP LLC	13F	Company	0.23%	31,596	$275,000	—	31 Dec 2014	13F
MERIDIAN INVESTMENT COUNSEL INC.	13F	Company	0.19%	25,750	$224,000	—	31 Dec 2014	13F
Weiss Asset Management LP	13F	Company	0.18%	24,655	$215,000	—	31 Dec 2014	13F
SENTINEL TRUST CO LBA	13F	Company	0.17%	23,370	$204,000	—	31 Dec 2014	13F
SIGNET FINANCIAL MANAGEMENT, LLC	13F	Company	0.17%	22,667	$197,000	—	31 Dec 2014	13F
Ancora Advisors LLC	13F	Company	0.13%	17,000	$148,000	—	31 Dec 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.09%	12,637	$110,000	—	31 Dec 2014	13F
Creative Planning	13F	Company	0.02%	3,179	$28,000	—	31 Dec 2014	13F
Tradewinds Capital Management, LLC	13F	Company	0.02%	2,780	$24,000	—	31 Dec 2014	13F
TOMPKINS FINANCIAL CORP	13F	Company	0.02%	2,500	$19,650	—	31 Dec 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.02%	2,084	$18,000	—	31 Dec 2014	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0%	621	$5,000	—	31 Dec 2014	13F
PANAGORA ASSET MANAGEMENT INC	13F	Company	0%	400	$3,000	—	31 Dec 2014	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	304	$3,000	—	31 Dec 2014	13F
B. Riley Wealth Advisors, Inc.	13F	Company	0%	260	$2,000	—	31 Dec 2014	13F
REGENTATLANTIC CAPITAL LLC	13F	Company	0%	196	$1,707	—	31 Dec 2014	13F

Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q1 2015

As of 31 Mar 2015, ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by 30 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,398,877 shares. The largest 10 holders included UBS Group AG, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Advisors Asset Management, Inc., 1607 Capital Partners, LLC, Relative Value Partners, LLC, GUGGENHEIM CAPITAL LLC, GEODE CAPITAL MANAGEMENT, LLC, MetLife Securities, Inc, and Gramercy Funds Management LLC. This page lists 30 institutional shareholders reporting positions in this security for the Q1 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2015 vs Q4 2014 Across Filers

Q4 2014 holders

Q1 2015 holders

Holder diff

-10

Investor	Q4 2014 Shares	Q1 2015 Shares	Share Diff	Share Chg %	Q4 2014 Value $	Q1 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.