ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)

Q: What does CUSIP 289074106 represent in this 13F holders report?

CUSIP 289074106 is the security identifier for ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in Q3 2014?

34 institutional investors reported ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest for Q3 2014. Use the holders table for investor-level position and value details.

CUSIP: 289074106

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 13,520,057
Total 13F shares: 4,830,503
Share change: +128,606
Total reported value: $41,775,212
Price per share: $8.65
Number of holders: 34
Value change: +$1,107,211
Number of buys: 14
Number of sells: 16

Quarterly Holders Quick Answers

What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 289074106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
WELLS FARGO & COMPANY/MN	13F	Company	5.7%	772,323	$6,820,000	—	30 Jun 2014	13F
UBS AG	13F	Company	5.1%	694,524	$6,132,000	—	30 Jun 2014	13F
Advisors Asset Management, Inc.	13F	Company	3.3%	441,577	$3,899,000	—	30 Jun 2014	13F
MORGAN STANLEY	13F	Company	2.7%	360,018	$3,179,000	—	30 Jun 2014	13F
1607 Capital Partners, LLC	13F	Company	2.3%	305,537	$2,698,000	—	30 Jun 2014	13F
Relative Value Partners, LLC	13F	Company	2.1%	288,399	$2,547,000	—	30 Jun 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1.8%	248,539	$2,194,000	—	30 Jun 2014	13F
Bulldog Investors, LLP	13F	Company	1.1%	148,608	$1,312,000	—	30 Jun 2014	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	1%	134,877	$1,190,000	—	30 Jun 2014	13F
MSI Financial Services Inc	13F	Company	0.98%	132,423	$1,169,000	—	30 Jun 2014	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.97%	131,286	$1,159,000	—	30 Jun 2014	13F
Gramercy Funds Management LLC	13F	Company	0.85%	114,557	$1,012,000	—	30 Jun 2014	13F
DOLIVER ADVISORS, LP	13F	Company	0.71%	95,359	$842,000	—	30 Jun 2014	13F
Shaker Financial Services, LLC	13F	Company	0.7%	94,296	$833,000	—	30 Jun 2014	13F
ALTFEST L J & CO INC	13F	Company	0.69%	93,113	$828,000	—	30 Jun 2014	13F
Dalton Investments, Inc.	13F	Company	0.59%	79,190	$699,000	—	30 Jun 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.53%	71,236	$629,000	—	30 Jun 2014	13F
Concert Wealth Management Inc.	13F	Company	0.54%	73,126	$626,000	—	30 Jun 2014	13F
HighTower Advisors, LLC	13F	Company	0.45%	61,023	$539,000	—	30 Jun 2014	13F
CITIGROUP INC	13F	Company	0.4%	53,565	$473,000	—	30 Jun 2014	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.35%	47,652	$421,000	—	30 Jun 2014	13F
Coe Capital Management, LLC	13F	Company	0.25%	34,013	$300,000	—	30 Jun 2014	13F
HIGHLAND CAPITAL MANAGEMENT LP	13F	Company	0.18%	23,700	$209,000	—	30 Jun 2014	13F
SENTINEL TRUST CO LBA	13F	Company	0.17%	23,370	$206,000	—	30 Jun 2014	13F
TFS CAPITAL LLC	13F	Company	0.13%	16,927	$149,000	—	30 Jun 2014	13F
Saba Capital Management, L.P.	13F	Company	0.1%	12,860	$114,000	—	30 Jun 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.09%	12,521	$111,000	—	30 Jun 2014	13F
Tradewinds Capital Management, LLC	13F	Company	0.02%	2,780	$25,000	—	30 Jun 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.01%	2,002	$18,000	—	30 Jun 2014	13F
PRELUDE CAPITAL MANAGEMENT, LLC	13F	Company	0.01%	1,391	$12,000	—	30 Jun 2014	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0.01%	800	$7,064	—	30 Jun 2014	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0%	621	$5,000	—	30 Jun 2014	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	304	$3,000	—	30 Jun 2014	13F
B. Riley Wealth Advisors, Inc.	13F	Company	0%	260	$2,295	—	30 Jun 2014	13F

Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q3 2014

As of 30 Sep 2014, ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by 34 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,830,503 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, UBS AG, Advisors Asset Management, Inc., MORGAN STANLEY, 1607 Capital Partners, LLC, Relative Value Partners, LLC, GUGGENHEIM CAPITAL LLC, GEODE CAPITAL MANAGEMENT, LLC, Bulldog Investors, LLC, and SUSQUEHANNA INTERNATIONAL GROUP, LLP. This page lists 34 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

Q3 2014 holders

Holder diff

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Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.