ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF)

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / Common Shares, $0.01 par value
Shares outstanding: 13,674,695
Number of holders: 34
Total 13F shares, excl. options: 4,830,503
Shares change: +128,606
Total reported value, excl. options: $41,775,212
Value change: +$1,107,211
Number of buys: 14
Number of sells: -16
Price: $8.65

Significant Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF) as of Q3 2014

39 filings reported holding ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value as of Q3 2014.
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF) has 34 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 4,830,503 shares of 13,674,695 outstanding shares and own 35.32% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (746,726 shares), UBS AG (696,922 shares), Advisors Asset Management, Inc. (474,373 shares), MORGAN STANLEY (389,956 shares), 1607 Capital Partners, LLC (307,637 shares), Relative Value Partners, LLC (270,923 shares), GUGGENHEIM CAPITAL LLC (253,058 shares), GEODE CAPITAL MANAGEMENT, LLC (225,361 shares), Bulldog Investors, LLC (148,608 shares), and SUSQUEHANNA INTERNATIONAL GROUP, LLP (133,662 shares).
This table shows the top 34 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.

Investor	Option	Weight %	Change %	Value $	* Price $	Shares	Share Change	Activity	Report Period

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.