Q4 2016 13F Holders as of 31 Dec 2016
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
35
-
Total 13F principal, excl. options
-
9,811,456
-
Principal change
-
+610,251
-
Total reported value, excl. options
-
$92,620,000
-
Value change
-
+$5,681,107
-
Number of buys
-
11
-
Number of sells
-
-18
-
Price
-
$9.44
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q4 2016
39 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q4 2016.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 35 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $9,811,456 of principal
.
Largest 10 bondholders include SIT INVESTMENT ASSOCIATES INC ($3,864,885 of principal), WELLS FARGO & COMPANY/MN ($2,186,940 of principal), Karpus Management, Inc. ($1,704,733 of principal), 1607 Capital Partners, LLC ($1,049,000 of principal), Invesco Ltd. ($264,459 of principal), Proficio Capital Partners LLC ($154,768 of principal), MORGAN STANLEY ($88,699 of principal), Fiera Capital Corp ($88,200 of principal), BANK OF AMERICA CORP /DE/ ($73,608 of principal), and GUGGENHEIM CAPITAL LLC ($62,534 of principal).
This table shows the top 35 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.