Q1 2017 13F Holders as of 31 Mar 2017
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
37
-
Total 13F principal, excl. options
-
9,916,629
-
Principal change
-
+105,339
-
Total reported value, excl. options
-
$91,336,908
-
Value change
-
+$949,527
-
Number of buys
-
17
-
Number of sells
-
-12
-
Price
-
$9.21
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q1 2017
39 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q1 2017.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 37 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $9,916,629 of principal
.
Largest 10 bondholders include SIT INVESTMENT ASSOCIATES INC ($3,936,330 of principal), WELLS FARGO & COMPANY/MN ($2,162,836 of principal), Karpus Management, Inc. ($1,659,141 of principal), 1607 Capital Partners, LLC ($1,053,200 of principal), Invesco Ltd. ($264,835 of principal), Proficio Capital Partners LLC ($150,058 of principal), Shaker Financial Services, LLC ($130,165 of principal), MORGAN STANLEY ($81,873 of principal), BANK OF AMERICA CORP /DE/ ($79,361 of principal), and GUGGENHEIM CAPITAL LLC ($70,893 of principal).
This table shows the top 37 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.