Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
34
-
Total 13F principal, excl. options
-
9,200,942
-
Principal change
-
+40,283
-
Total reported value, excl. options
-
$89,892,000
-
Value change
-
+$393,998
-
Number of buys
-
17
-
Number of sells
-
-8
-
Price
-
$9.77
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q3 2016
35 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q3 2016.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 34 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $9,200,942 of principal
.
Largest 10 bondholders include SIT INVESTMENT ASSOCIATES INC ($3,871,652 of principal), Karpus Management, Inc. ($1,773,083 of principal), WELLS FARGO & COMPANY/MN ($1,591,345 of principal), 1607 Capital Partners, LLC ($814,224 of principal), Invesco Ltd. ($221,042 of principal), SeaBridge Investment Advisors LLC ($158,370 of principal), Proficio Capital Partners LLC ($155,488 of principal), MORGAN STANLEY ($102,225 of principal), BANK OF AMERICA CORP /DE/ ($90,595 of principal), and GUGGENHEIM CAPITAL LLC ($66,616 of principal).
This table shows the top 34 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.