DUFF & PHELPS - EXCHANGE TRADED (DUC)

Q4 2015 13F Holders as of 12/31/2015

Type / Class: Debt / EXCHANGE TRADED
Number of holders: 36
Total principal: 8.75M
Principal change: +631K
Total reported value, excl. options: $80.5M
Value change: +$5.8M
Number of buys: 21
Number of sells: -12
Price: $9.19

Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q4 2015

36 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q4 2015.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 36 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of $8.75M of principal .
Largest 10 bondholders include SIT INVESTMENT ASSOCIATES INC ($3.32M of principal), Karpus Management, Inc. ($2.46M of principal), WELLS FARGO & COMPANY/MN ($1.44M of principal), 1607 Capital Partners, LLC ($496K of principal), Invesco Ltd. ($212K of principal), Proficio Capital Partners LLC ($119K of principal), MORGAN STANLEY ($94.5K of principal), BANK OF AMERICA CORP /DE/ ($91.9K of principal), GUGGENHEIM CAPITAL LLC ($83.4K of principal), and LPL Financial LLC ($70K of principal).
This table shows the top 36 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.

Investor	Option	Weight %	Change %	Value $	* Price $	Principal	Share Change	Activity	Report Period
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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.