Q3 2015 13F Holders as of 30 Sep 2015
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
31
-
Total 13F principal, excl. options
-
8,001,698
-
Principal change
-
+775,684
-
Total reported value, excl. options
-
$75,859,000
-
Value change
-
+$7,358,014
-
Number of buys
-
11
-
Number of sells
-
-15
-
Price
-
$9.48
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q3 2015
35 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q3 2015.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 31 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $8,001,698 of principal
.
Largest 10 bondholders include SIT INVESTMENT ASSOCIATES INC ($3,504,127 of principal), Karpus Management, Inc. ($2,192,458 of principal), WELLS FARGO & COMPANY/MN ($1,275,031 of principal), 1607 Capital Partners, LLC ($322,889 of principal), Invesco Ltd. ($194,549 of principal), MORGAN STANLEY ($111,486 of principal), BANK OF AMERICA CORP /DE/ ($92,429 of principal), GUGGENHEIM CAPITAL LLC ($88,581 of principal), LPL Financial LLC ($35,615 of principal), and HighTower Advisors, LLC ($33,900 of principal).
This table shows the top 31 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.