Q1 2016 13F Holders as of 31 Mar 2016
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
32
-
Total 13F principal, excl. options
-
9,098,747
-
Principal change
-
+345,970
-
Total reported value, excl. options
-
$87,528,000
-
Value change
-
+$3,394,007
-
Number of buys
-
13
-
Number of sells
-
-20
-
Price
-
$9.62
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q1 2016
40 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q1 2016.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 32 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $9,098,747 of principal
.
Largest 10 bondholders include SIT INVESTMENT ASSOCIATES INC ($3,351,649 of principal), Karpus Management, Inc. ($2,455,349 of principal), WELLS FARGO & COMPANY/MN ($1,470,241 of principal), 1607 Capital Partners, LLC ($773,318 of principal), Invesco Ltd. ($204,837 of principal), SeaBridge Investment Advisors LLC ($150,530 of principal), Proficio Capital Partners LLC ($145,926 of principal), MORGAN STANLEY ($92,123 of principal), BANK OF AMERICA CORP /DE/ ($90,365 of principal), and LPL Financial LLC ($67,651 of principal).
This table shows the top 32 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.